Lead Control Management Officer - Wholesale Operations

Wells Fargo • Saint Louis, MO

403d

About The Position

Wells Fargo is seeking a Lead Control Management Officer to support Wholesale Operations and Control. This role involves partnering with the business to monitor and assess the operating and control environment, focusing on risk management and compliance. The ideal candidate will demonstrate strong execution, planning, and leadership skills, with a commitment to integrity and attention to detail.

Requirements

• 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through work experience, training, military experience, or education.
• Knowledge and understanding of financial services industry and regulations: control, compliance, risk management, or audit operations.
• Experience working in or closely with Wealth and Investment Management lines of business sufficient to demonstrate a working knowledge of their products/services, key processes/systems, and organizational structure.
• Working knowledge of the enterprise Risk Management Framework (RMF) concepts and policies across risk types (regulatory, financial crimes, credit, operational, etc.).
• Ability to identify risk factors and ensure enactment of appropriate controls.
• Strong risk management and compliance skills.
• Experience working with changing priorities and deadlines.
• Ability to exercise independent judgment to identify and resolve problems.
• Experience with Shared Risk Assessment Platform (SHRP), including RCSA activities, Issue Management, Risk Measurement and Compliance modules.
• Strong organizational skills, ability to work independently and on multiple initiatives concurrently.
• Strong analytical and critical thinking skills as well as ability to gain an understanding of and evaluate the internal controls of previously unfamiliar areas.
• Facilitation skills, including ability to facilitate decision-making and broker agreements amongst diverse perspectives.
• Excellent verbal and written communication skills and the ability to effectively influence in all levels of management and staff.
• Strong project management and execution skills, including the ability to manage multiple engagements simultaneously while delivering all commitments on time and with high quality.
• Ethical integrity and demonstrated ability to assess and determine when to raise concerns and escalate.

Nice To Haves

• Experience with risk analytics and governance.
• Familiarity with compliance obligations and risk programs.

Responsibilities

• Lead complex initiatives designed to mitigate current and emerging risks with broad impact.
• Act as key participant in monitoring, evaluating, and measuring the impact of decisions practiced in Control Management functional area.
• Monitor moderately complex business specific programs, and provide risk management consulting to support the business in designing and implementing risk-mitigation strategies.
• Monitor, measure, evaluate, and report on the impact of decisions and controls to the relevant business group or functional area.
• Develop and implement risk monitoring and risk reporting processes and controls.
• Collaborate with relevant business group to identify current and emerging risks associated with business activities and operations, and provide guidance in developing and implementing risk-mitigating strategies.
• Lead Control Management project or virtual teams.

Benefits

• Diversity, equity, and inclusion initiatives.
• Support for employees with disabilities during the recruitment process.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Credit Intermediation and Related Activities
• Education Level: No Education Listed