Large Bank Capital Markets Internal Audit Senior Consultant

Crowe • Denver, CO

2d • $73,400 - $145,400

About The Position

We’re looking for a Capital Markets Audit Senior Consultant to support internal audits of compliance programs across trading and investment operations. This is a hands-on role ideal for professionals looking to deepen their expertise and grow toward leadership.

Requirements

• 3–5 years of experience in internal audit, compliance, or risk management.
• Working knowledge of capital markets regulatory requirements.
• Strong analytical skills and attention to detail.
• Team player with clear communication skills.

Nice To Haves

• Certifications in progress or interest (CPA, CIA, CFA, CAMS) a plus.

Responsibilities

• Execute internal audit engagements (not financial statement audits).
• Perform testing and documentation on compliance and conduct risk controls.
• Focus on areas including: Broker-dealers and registered investment advisors (RIAs) Swap dealers and derivatives compliance Volcker Rule monitoring Conduct risk and capital markets compliance
• Draft audit reports and share insights with audit leaders.
• Monitor evolving regulations (SEC, FINRA, CFTC, FCA, MiFID II, Dodd-Frank).

Benefits

• Your exceptional people experience starts here.
• At Crowe, we know that great people are what makes a great firm.
• We care about our people and offer employees a comprehensive total rewards package.
• Learn more about what working at Crowe can mean for you!
• We will nurture your talent in an inclusive culture that values diversity.
• You will have the chance to meet on a consistent basis with your Career Coach that will guide you in your career goals and aspirations.
• Learn more about where talent can prosper!

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: No Education Listed
• Number of Employees: 1,001-5,000 employees