UBS-posted about 2 months ago
$80,000 - $100,000/Yr
Full-time • Entry Level
Miami, FL
5,001-10,000 employees

We're looking for a KYC analyst to: execute the Know Your Customer (KYC) activities, ad-hoc regulatory requirement reports, and remediation's of the branch. This includes delivering the Compliance program for anti-money laundering, anti-bribery, sanctions, Cross Border, Fiscal Compliance and related disciplines identify key risks in the current client lifecycle management process and recommend strategies to for future state design to mitigate Anti-Money Laundering (AML) risks while operationalizing efficiency levers and reduce account opening lead times conduct initial analysis of new account enhanced due diligence packages, review required documentation in accordance with policy and procedures maintain subject matter expertise of applicable anti-money laundering laws and regulations and support Front Office by providing guidance on KYC compliance requirements translate AML policy for the Front Office to understand and execute, and ensure KYC standard/policy is consistently applied ensure client vetting data and document processing comply with regulations, guidelines, standards and UBS policies for all new accounts complete of Final Due Diligence Checklist and negative news searches

  • execute the Know Your Customer (KYC) activities, ad-hoc regulatory requirement reports, and remediation's of the branch.
  • deliver the Compliance program for anti-money laundering, anti-bribery, sanctions, Cross Border, Fiscal Compliance and related disciplines
  • identify key risks in the current client lifecycle management process and recommend strategies to for future state design to mitigate Anti-Money Laundering (AML) risks while operationalizing efficiency levers and reduce account opening lead times
  • conduct initial analysis of new account enhanced due diligence packages, review required documentation in accordance with policy and procedures
  • maintain subject matter expertise of applicable anti-money laundering laws and regulations and support Front Office by providing guidance on KYC compliance requirements
  • translate AML policy for the Front Office to understand and execute, and ensure KYC standard/policy is consistently applied
  • ensure client vetting data and document processing comply with regulations, guidelines, standards and UBS policies for all new accounts
  • complete of Final Due Diligence Checklist and negative news searches
  • bachelor or international equivalent required; advanced degree a plus
  • result-oriented and assertive (you don't shy away from challenging situations)
  • ability to effectively handle a fast-paced environment and successfully meet established deadline requirements
  • ability to interact and work closely with business stakeholders at all levels of seniority
  • understanding of AML/ OFAC regulations is a plus
  • banking or consulting background is a plus
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