IT Senior Auditor - Controls Assurance & IT Compliance

Global Payments-posted 7 months ago
Full-time • Senior
Alpharetta, GA
Credit Intermediation and Related Activities
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The Senior IT auditor will be responsible for managing the execution of SOC1 and SOC2 audits over the Merchant business' on prem and cloud-based products and services as part of the company's SOC project portfolio. This position will also play a key role in the execution of the related SOC 1 and SOC 2 reports. As a liaison for external auditors that issue the reports and internal IT and business teams, the Senior Auditor ensures comprehensive project management and execution of the SOC 1 & SOC 2 audit requirements as well as, in coordination with the SOX IT Audit program manager, elements of the company's SOX IT program.

  • Works with internal business leaders to understand the current mainframe, distributed, and cloud environments to document controls in support of SOC and SOX scope.
  • Works with external audit firms to ensure documented controls meet SOC 1 and SOC 2 framework requirements.
  • Works with the Controls Assurance (CA) team to lead testing (including both executing and reviewing control testing) of new controls in alignment with Internal Audit ASG and CA testing and documentation standards.
  • Works with existing Controls Assurance team members to assess the current control environment and assess controls as translated into the new environments to ensure consistent control coverage between current and future state.
  • Fosters and maintains strong relationships throughout the company to support audit execution responsibilities.
  • Establish trusted relationships to support delivery of effective, successful, and well-received audit services.
  • Ensures SOC reports support our customers' use of Global Payments solutions by understanding Global Payments businesses and the integration of product/service, operations, and technology that impact internal controls supporting our client's financial, data processing, and information security environments.
  • Conduct assurance reviews and audits to evaluate the design and effectiveness of controls supporting the company's business processes and information systems.
  • Lead and execute all aspects of the audit process, including planning, risk assessment, controls identification, client coordination, fieldwork, data analysis, work paper documentation, reporting, and remediation validation.
  • Understand business and IT processes to identify risks and evaluate internal controls.
  • Document thorough understanding of business processes, including the role of technology in supporting the process.
  • Effectively perform testing of automated business process controls and IT general controls.
  • Identify new and assess existing information technology control design and operating effectiveness.
  • Evaluate root cause factors, extent of risk, and mitigating/compensating controls for audit testing exceptions.
  • Provides first level of detail review of work paper documentation to ensure audit testing work papers are documented in a consistent and high quality manner.
  • Partners with the project manager to assess the adequacy of the corrective action(s) taken by management, stakeholders, or process owners.
  • Tracks and reports project status and milestones to project leadership and/or management.
  • Discusses audit results, their impact and recommendations for corrective actions with the project manager, external audit partners, and/or management.
  • Build and develop ASG's brand within the company through meaningful relationship building.
  • Coordinate audit activities with management, co-source providers and external auditors.
  • Enable continuous improvement of ASG by identifying and communicating enhancement opportunities to department leadership.
  • Support the development of other team members within ASG.
  • 3-5 years of relevant audit and risk management experience.
  • Knowledge of auditing principles and practices, and the analysis and reporting of audit information.
  • Bachelor's degree in Accounting, Auditing, Business Management, Information Technology, or other similar degrees.
  • Significant experience and expertise with common internal control frameworks and guidance, including Sarbanes-Oxley, SSAE 18 (SOC 1 and SOC 2, both type 1 and type 2 reports), and 2017 AICPA Trust Services Criteria for a SOC 2.
  • CIA, CISA, CISM, CISSP, CCAK, CPA, or other relevant certification(s).
  • Big Four audit experience preferred.
  • 10-15% travel requirement, including some international travel.
  • Experience with multiple internal control frameworks, including NIST, Cloud Controls Matrix, AWS Cloud Adoption Framework, COBIT, FFIEC, PCI-DSS, ISO27001, and ITIL.
  • Big Four or similar firm audit experience.
  • Card Issuing, Payment Processing, Financial Services industry, Merchant Acquiring, and Consumer and Business Financial Solutions experience.
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