Investment Team Associate
About The Position
An Investment Team Associate will have a number of varied responsibilities that will likely change and grow over time. Initial responsibilities will include preparing client review materials, designing client portfolios, collecting and analyzing data, and trading investments in client portfolios. Associates are expected to follow all IAG processes to ensure proper regulatory and firm standards are met. Preparing and verifying client review information Ensure all eligible accounts are linked to WealthVision (eMoney) Verify account titling is correct in WealthVision Confirm investments are classified correctly in WealthVision Identify and eliminate duplicate assets in WealthVision Prepare clean Portfolio GPS and Investment Recommendation worksheets Designing and adjusting client portfolios Prepare initial portfolio analysis for prospective clients (PR) Update clients’ Portfolio GPS to assure alignment with current IAG allocations Create detailed investment recommendations taking into consideration current allocation, target allocation, individual risk tolerance, liquidity, equity diversification, risk-adjusted investment performance, tax consequences, RMD status, annuity restrictions, potential annuity upgrades, staff time, costs, systematic withdrawals, and client cash flow needs Trading investments Serve as a backup trader during periods of high volume Implement trades to meet client cash flow needs Conduct trades during our Bear Market Opportunity Plan process
Requirements
- Proficiency in Microsoft Excel
- Ability to process detailed tasks accurately within time constraints
- Time management skills
- Ability to coordinate job responsibilities with other team members across multiple departments
Nice To Haves
- Bachelors’ degree
- Experience in using CRMs and eMoney
- Previous experience in the investment industry
- Familiarity with macros and VLOOKUP
Responsibilities
- Preparing client review materials
- Designing client portfolios
- Collecting and analyzing data
- Trading investments in client portfolios
- Ensure all eligible accounts are linked to WealthVision (eMoney)
- Verify account titling is correct in WealthVision
- Confirm investments are classified correctly in WealthVision
- Identify and eliminate duplicate assets in WealthVision
- Prepare clean Portfolio GPS and Investment Recommendation worksheets
- Prepare initial portfolio analysis for prospective clients (PR)
- Update clients’ Portfolio GPS to assure alignment with current IAG allocations
- Create detailed investment recommendations taking into consideration current allocation, target allocation, individual risk tolerance, liquidity, equity diversification, risk-adjusted investment performance, tax consequences, RMD status, annuity restrictions, potential annuity upgrades, staff time, costs, systematic withdrawals, and client cash flow needs
- Serve as a backup trader during periods of high volume
- Implement trades to meet client cash flow needs
- Conduct trades during our Bear Market Opportunity Plan process
Stand Out From the Crowd
Upload your resume and get instant feedback on how well it matches this job.
What This Job Offers
Job Type
Full-time
Career Level
Entry Level
