Investment Consultant

Morgan Stanley • San Francisco, CA

11d • $68,000 - $135,000

About The Position

The Investment Consultant - Relationship Manager on a FA/PWA team is responsible for the development, maintenance, and oversight of relationships with new and existing clients. The Relationship Manager combines personal skills with all the resources of Morgan Stanley Smith Barney for the purpose of helping clients realize their financial goals. In collaboration with the Financial Advisor Team, Relationship Managers are responsible for assessing a client's circumstances and objectives to provide individualized, highly strategic Investment consulting. Relationship Managers have access to a full range of wealth building, managing, and preserving services throughout the Firm that they will offer to the clients of the Financial Advisor teams they join.

Requirements

• Minimum of bachelor’s degree or comparable professional certification required
• Active Series 7, 63 and must maintain investment adviser representative (RA) registration, where required, in their place of business state and any other state(s) where the individual maintains a physical place of business. Additional product licenses may be required
• Product and state licenses must be in parallel to Financial Advisors on the Team
• At least 5 year(s) of business experience and proven success in a previous career
• Extensive knowledge around financial industry and product knowledge
• Ability to communicate effectively with co-workers and clients
• Excellent written and oral communication skills
• Knowledge of applicable compliance rules and regulations and firm policies

Nice To Haves

• Minimum of 5 years FINRA Registration preferred

Responsibilities

• Advise clients in accordance with the Team's agreed upon strategy
• Analyze investment opportunities and client needs, and recommend appropriate strategies
• Maintain and develop client relationships by developing strategies to meet their financial goals through the use of financial planning and wealth management
• Prepare and deliver presentations/seminars to clients and prospects for business development purposes, as needed
• Comply with all industry rules and regulations
• Additional tasks as needed

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 5,001-10,000 employees