Investment Client Srvcs Analyst - Advisory Trading - Hybrid

Northwestern Mutual•Franklin, WI

8d•$23 - $34•Hybrid

About The Position

Role Overview The Advisory Trading Analyst serves as a strategic partner to financial representatives and clients, combining advanced trading knowledge with analytical insight to deliver exceptional service and optimize investment outcomes. This role focuses on trade execution, portfolio alignment, and advisory support within a dynamic, fast-paced environment. Key Responsibilities Client Advisory & Relationship Management Provide consultative guidance on trading strategies and investment solutions tailored to client objectives. Act as a trusted resource for financial representatives, fostering strong relationships and promoting client retention. Trade Execution & Analysis Execute trades across multiple asset classes—equities, ETFs, mutual funds, and fixed income—with precision and efficiency. Analyze trade activity and market trends to ensure alignment with client goals and regulatory standards. Portfolio Support & Optimization Assist in portfolio construction and rebalancing, leveraging deep product knowledge and market insights. Identify opportunities to enhance portfolio performance and mitigate risk. Operational Oversight & Compliance Monitor daily trading activity, ensuring timely processing and adherence to industry regulations and internal policies. Maintain rigorous standards for confidentiality, data security, and compliance. Issue Resolution & Risk Management Collaborate across teams and external partners to resolve trade discrepancies, margin calls, and error corrections. Proactively identify and address potential risks impacting trade execution or client portfolios. Technology & Process Innovation Utilize advanced trading platforms and analytical tools to streamline workflows and improve accuracy. Champion digital solutions and self-service capabilities to enhance client experience and operational efficiency.

Requirements

Education: Associate’s or Bachelor’s degree in Finance, Business, Economics, or related field.
Experience: 2+ years in trading, investment operations, or client advisory within financial services.
Knowledge: Strong understanding of equities, ETFs, mutual funds, fixed income products, and market dynamics.
Skills: Analytical and problem-solving expertise Exceptional communication and interpersonal skills Proficiency with trading platforms and financial software Ability to manage multiple priorities in a fast-paced environment
This position has been classified as an Associated Person under NMIS guidelines and requires fingerprinting and completion of required form.
Non-Registered Fingerprinted - FINRA

Responsibilities

Client Advisory & Relationship Management Provide consultative guidance on trading strategies and investment solutions tailored to client objectives.
Act as a trusted resource for financial representatives, fostering strong relationships and promoting client retention.
Trade Execution & Analysis Execute trades across multiple asset classes—equities, ETFs, mutual funds, and fixed income—with precision and efficiency.
Analyze trade activity and market trends to ensure alignment with client goals and regulatory standards.
Portfolio Support & Optimization Assist in portfolio construction and rebalancing, leveraging deep product knowledge and market insights.
Identify opportunities to enhance portfolio performance and mitigate risk.
Operational Oversight & Compliance Monitor daily trading activity, ensuring timely processing and adherence to industry regulations and internal policies.
Maintain rigorous standards for confidentiality, data security, and compliance.
Issue Resolution & Risk Management Collaborate across teams and external partners to resolve trade discrepancies, margin calls, and error corrections.
Proactively identify and address potential risks impacting trade execution or client portfolios.
Technology & Process Innovation Utilize advanced trading platforms and analytical tools to streamline workflows and improve accuracy.
Champion digital solutions and self-service capabilities to enhance client experience and operational efficiency.