Investment Advisor

Texas Capital Bank•Dallas, TX

About The Position

Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly experienced bankers who truly invest in people’s success — today and tomorrow. While we are rooted in core financial products, we are differentiated by our approach. Our bankers are seasoned financial experts who possess deep experience across a multitude of industries. Equally important, they bring commitment — investing the time and resources to understand our clients’ immediate needs, identify market opportunities and meet long-term objectives . At Texas Capital, we do more than build business success. We build long-lasting relationships. Texas Capital provides a variety of benefits to colleagues, including health insurance coverage, wellness program, fertility and family building aids, life and disability insurance, retirement savings plans with a generous 401K match, paid leave programs, paid holidays, and paid time off (PTO). Headquartered in Dallas with offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, Texas Capital was recently named Best Regional Bank in 2024 by Bankrate and was named to The Dallas Morning News ’ Dallas-Fort Worth metroplex Top Workplaces 2023 and GoBankingRate’s 2023 list of Best Regional Banks. For more information about joining our team, please visit us at www.texascapitalbank.com .

Requirements

Minimum 7 years relevant banking experience required with at least five years in private banking preferred.
Bachelor's degree in Accounting, Finance, Business Administration or equivalent/relevant program; MBA, CFA or CFP preferred
Series 7 and Series 63 required
Experience with and knowledge of fixed income, structured notes, equities and alternatives
Experience managing discretionary and brokerage relationships
Ability to develop, cultivate and maintain ultra-high net-worth client relationships with increased complexity
Conduct operations within FINRA and other regulatory agency guidelines and requirements
Ability to communicate sophisticated investment strategies to all levels of clients and prospects
Sales experience including: profiling, overcoming objections, negotiation, team selling approach, closing the sale and asking for referrals
Demonstrated understanding of wealth management including, but not limited to: credit, deposits, trusts and financial planning
Ability to work in a team-based environment and assist in the development and retention of junior team members
Demonstrates expected utilization of Salesforce and drives towards critical metrics
The duties listed above are the essential functions, or fundamental duties within the job classification.
The essential functions of individual positions within the classification may differ.
Texas Capital Bank may assign reasonably related additional duties to individual employees consistent with standard departmental policy.
Texas Capital is an Equal Opportunity Employer.

Nice To Haves

MBA, CFA or CFP preferred

Responsibilities

Effectively deliver the Firm’s philosophy and solution on an ongoing relationship management basis with other team members
Expectation of participation with the Investment Committee
Conduct investment reviews with prospects and clients to determine or validate current investment objectives and prepare recommendations of appropriate investment products
Develop investment policy statements, advise on asset allocation and manage client’s investment portfolio
Maintain current knowledge of all Private Bank products and strategies
Responsible for engaging in business development (to include prospecting, development of external and internal referral sources, use of personal and professional contacts) to deliver results
Initiate and close sales of complex investment products
Build and maintain excellent working relationships with internal partners and teammates
Adhere to internal and external policies and procedures regarding securities transactions and code of conduct