Internal Controls Analyst

Consultative Search Group•Los Angeles, CA

18d

About The Position

A prestigious investment management firm seeks an Internal Controls Analyst to join their dynamic team. The Internal Controls Analyst will be responsible for providing support to the Internal Controls group. Work involves leading or conducting internal control audit projects and providing input into the development of the annual internal controls plan.

Requirements

Minimum 2+ years audit experience, experience on SOX compliance and/or SOC 1 engagements strongly preferred
Ability to apply accounting principles and practices, management principles and preferred business practices
Proven capability in collecting and analyzing complex data, evaluating information and systems and drawing logical conclusions
Excellent analytical skills with the ability to identify control deficiencies and assess associated risks in business processes
Experience in conducting IT audits and assessing IT controls is highly desirable
Track record in planning and project management and in maintaining composure under pressure while meeting deadlines
Bachelor’s degree in accounting required

Nice To Haves

A CPA or CIA is preferred

Responsibilities

Assisting in identifying and evaluating the organization’s financial reporting risk areas and providing input on the planning and scoping of the annual internal controls audit
Performing internal control procedures, including understanding and documenting client processes and procedures, identifying and defining issues, conducting testing, and concluding on the effectiveness of key controls
Conducting interviews and walkthroughs, reviewing documents and evidence, and preparing working papers
Identifying, developing and documenting internal control issues and recommendations using independent judgment for areas being reviewed
Collaborating with business units to develop remediation plans for addressing control deficiencies and monitoring remediation activities to ensure timely resolution of identified issues
Partnering with external auditors to facilitate the external audit process and address audit findings related to internal controls
Communicating the results of internal control projects via written reports and verbal presentations to management
Developing and maintaining productive relationships through individual contacts and meetings
Pursuing professional development opportunities via professional associations and internal/external training
Performing various other tasks and projects as required