Morgan Stanley-posted 3 months ago
$108,000 - $155,000/Yr
Full-time • Director
Baltimore, MD
5,001-10,000 employees
Securities, Commodity Contracts, and Other Financial Investments and Related Activities

We're seeking someone to join our team as a Director to execute and lead assurance activities for valuation risk across the Fixed Income business. The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley's system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm's risk management framework to foster continual improvement of risk management processes. This is a Director level position within Business Audit, which is responsible for inspecting controls in front, middle and back offices.

  • Help identify valuation risks and impact to relevant coverage area to prioritize areas of focus
  • Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment
  • Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner
  • Assist in managing multiple deliverables in line with team priorities
  • Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers
  • Connect metrics and other information across valuation, market risk, models, and P&L to inform perspectives on valuation risk and controls
  • Understanding of business line and key regulations relevant to coverage area
  • Knowledge of fixed income financial products, their related valuation, and key market risk sensitivity
  • Understanding of the P&L attribution fundamentals
  • Strong understanding of audit principles, methodology, tools and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
  • Ability to identify and analyze multiple data sources to inform point of view
  • Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly
  • A commitment to practicing inclusive behaviors
  • Relevant certifications (i.e., CIA, CFA, CIDA, CAIA, SIE, etc.) preferred
  • Medical, Prescription Drug, Dental, Vision
  • Health Savings Account
  • Dependent Day Care Savings Account
  • Life Insurance
  • Disability and Other Insurance Plans
  • Paid Time Off (including Sick Leave consistent with state and local law, Parental Leave and X Vacation Days annually)
  • 10 Paid Holidays
  • 401(k)
  • Short/Long Term Disability
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