Independent 1099 Financial Advisor
About The Position
Are you a highly experienced Financial Advisor with a proven track record of success? Our client is a boutique wealth management firm operating like a Family Office, seeking for motivated and independent 1099 Financial Advisors to join our growing team. Why join us? Acquisition Opportunities: Their unique approach includes acquiring CPA firms, allowing their Financial Advisors to sell services to their existing client bases 17 . We also help advisors acquire books of business with a clear path to equity ownership. Growth Strategies: Our client provides firm-level "turnkey " seminar marketing libraries and can help you define the best strategies for success 19 . They can assist in growing your AUM both organically and through book acquisition. Team Collaboration & Succession: Whether you want to build a team or join an existing one, we support a holistic team approach. We can also assist with financing if you are interested in purchasing a book of business. Robust Resources: Benefit from our true open architecture and multiple contract options. We have a dedicated asset management division with four CFAs, approved portfolios, and in-house resources, as well as an internal Financial Planning team and a Case Design team to support your clients. Unrivaled Compensation: Our client has substantial capital, offering transition money and upfront compensation that is highly competitive. Family Office Structure: We operate with a Family Office type structure, providing comprehensive support for your practice.
Requirements
- 5+ years of experience as a Financial Advisor
- Minimum $20 million in AUM
- Hold at least a Series 6/63/65 or 7/66 license
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What This Job Offers
Career Level
Mid Level
Education Level
No Education Listed
