IB Operations - Reporting Specialist

UBS • Nashville, TN

3d

About The Position

Execution in the resolution of regulatory reporting exceptions and issues that arise out of daily business practice
o Ensure regulatory reporting is executed in an accurate and timely manner
o Execute on the controls that govern UBS regulatory reporting infrastructure
o Interface with Change, I.T. and other key Operational units and stakeholders to improve and fix strategic items that arise out of daily processes
o Offer subject matter expertise and assistance on new regulatory go lives. Input to the future regulatory landscape that UBS operates under.

Requirements

• A basic understanding of the one or more Derivative asset class (Rates, Credit, FX, Equity)
• The candidate will be able to demonstrate a solid understanding - practical and theoretical - of trading flows and how that interacts with the day to day regulatory reporting we are responsible for.
• Experience managing and analyzing large amounts of data including, trade details, client data, legal counsel and industry forum information.
• Proven track record in challenging processes and procedures and operating with a control focused mind-set is essential.

Nice To Haves

• Previous experience in a regulatory reporting role is desirable but not essential

Responsibilities

• Execution in the resolution of regulatory reporting exceptions and issues that arise out of daily business practice
• Ensure regulatory reporting is executed in an accurate and timely manner
• Execute on the controls that govern UBS regulatory reporting infrastructure
• Interface with Change, I.T. and other key Operational units and stakeholders to improve and fix strategic items that arise out of daily processes
• Offer subject matter expertise and assistance on new regulatory go lives. Input to the future regulatory landscape that UBS operates under.

What This Job Offers

• Job Type: Full-time
• Education Level: No Education Listed
• Number of Employees: 5,001-10,000 employees