About The Position

The Investment Banking Chief Controls Office (CCO) Vice President (VP) role is a six-month temporary assignment focused on enhancing the control environment within the organization. The CCO aims to improve control processes, provide effective management tools, and report on control-related matters. This position involves collaborating with various departments to manage risk and strengthen controls, ensuring compliance with relevant policies and standards.

Requirements

  • Experience working with Investment Banking products or in roles such as Operations, Compliance, Legal, Credit, Product Control, or Finance.
  • Ability to influence senior management and balance risk versus business interests while ensuring compliance with policies.
  • Good understanding of Enterprise Risk Management Framework (ERMF), Operational Risk Framework (ORF), and Barclays Control Framework (BCF).
  • Experience in a control-type role with a demonstrated risk management mindset.
  • Effective written and oral communication skills, with the ability to present to senior stakeholders.
  • Proficient Excel skills, including managing large data sets and using advanced functions like Vlookup.

Nice To Haves

  • Experience dealing with multiple stakeholders across different business functions.
  • Ability to provide thought leadership through insight and analysis.
  • Extensive knowledge of operational risk and control processes.

Responsibilities

  • Collaborate with various stakeholders across the bank to improve overall control effectiveness through detailed documentation of control assessments, procedures, and findings.
  • Identify and investigate potential weaknesses within internal controls to promote continuous improvement and risk mitigation.
  • Develop reports to communicate key findings from risk assessments, including control weaknesses and recommendations to control owners and senior management.
  • Execute reviews to determine the effectiveness of the bank's internal controls framework aligned to established policies and best practices.
  • Implement adherence to the Barclays Controls Framework and assess controls against it.

Benefits

  • Health insurance
  • 401k plan
  • Paid holidays
  • Flexible scheduling

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What This Job Offers

Job Type

Full-time

Career Level

Mid Level

Industry

Credit Intermediation and Related Activities

Education Level

No Education Listed

Number of Employees

5,001-10,000 employees

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