Head of Americas Control Room
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About The Position
SMBC's Compliance Department is seeking a highly experienced Head of Americas Control Room to oversee and enhance the firm's Control Room function across the Americas. This role requires a deep understanding of conflicts management, regulatory risk, and the strategic execution of policies that support business integrity and regulatory compliance. The successful candidate will lead the day-to-day operations of the Control Room, ensuring the effective implementation of information barriers, conflicts management, and regulatory monitoring processes. This role also involves advisory responsibilities, cross-border coordination, and strategic planning to continuously improve the Control Room framework.
