MUFG-posted 3 months ago
$161,000 - $230,000/Yr
New York, NY

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details. Reporting into the Managing Director, Regional Head of Americas AML Program Officer (APO), the role supports the BAU activities of the Financial Crimes Office Americas (FCOA) for MUFG Americas. The role holder is and is responsible for driving key initiatives relating to the development, planning, execution and coordination of overall departmental operations. The role holder is also responsible for contributing to all BAU and remedial aspects of the APO function, including internal and external stakeholder communications and engagement, reporting and monitoring against goals and objectives, issues management, governance and strategy implementation and other critical activities as directed by the Managing Director, Head of Financial Crimes Office of the Americas.

  • Coordinating the management of global AML policies, standards, and procedures as implemented in the U.S.
  • Overseeing the development and implementation of local AML procedures and controls that comply with the Bank’s AML compliance requirements.
  • Providing guidance on interpretation of AML Program-related Policies and Standards.
  • Setting the U.S. AML Compliance Policies by incorporating applicable AML laws and regulations into Bank Policy.
  • Participating in global and regional financial crimes compliance governance forums.
  • Supporting Senior Management, industry, regulatory, and law enforcement communications and engagement.
  • Serving as trusted advisors to Business Units on AML matters including customer onboarding, acceptance, rejection, and exits.
  • Overseeing and managing regulatory change management processes across the U.S. MUFG Bank Offices.
  • Escalating AML issues in accordance with the Global Financial Crimes Compliance Escalation and Issue Management Standard.
  • Providing SME support for setting AML training requirements, providing input and content, developing training plans, and delivering training as required.
  • Overseeing and assisting U.S. MUFG Bank Offices with risk assessment drafting and reviewing and providing credible challenge to risk assessment results.
  • Working with business partners to execute and implement CIP and CDD requirements.
  • Advising business partners on initiatives related to new products/services or KYC system enhancements/replacements to ensure compliance with BSA/AML requirements.
  • Providing AML SME support and review and challenge on new or enhanced products and services as the business units complete the product service risk assessments.
  • Establishing and maintaining communication processes between APO teams and the Americas regional as well as with other key stakeholders.
  • A Bachelor 's degree; MBA or Master 's degree in business, accounting, legal or related fields is preferred.
  • 12 years of financial industry or compliance experience, preferably within a global organization.
  • Strong knowledge of U.S. AML regulations.
  • Experience in developing/enhancing financial crimes-related programs within existing structures.
  • Experience interacting with senior management and compliance subject matter experts.
  • Proven excellence in execution in complex and demanding situations.
  • Ability to multi-task.
  • Collaborative with strong interpersonal communication skills.
  • Systemic thinker across enterprise.
  • Process oriented with a strong ability to develop appropriate program enhancing strategies.
  • Comprehensive health and wellness benefits
  • Retirement plans
  • Educational assistance and training programs
  • Income replacement for qualified employees with disabilities
  • Paid maternity and parental bonding leave
  • Paid vacation, sick days, and holidays
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