Governance, Risk, and Compliance Experienced Senior Associate/Supervisor - Asset Management

Weaver • Dallas, TX

368d • $85,000 - $120,000

About The Position

Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to the world of accounting, which includes creating a diverse, collaborative, and entrepreneurial workplace culture. Our leaders truly care about the well-being of all our employees and encourage them to pursue their ambitions. While our business is based in numbers, our success is truly based on people. It's why we commit to supporting our people not just in their professional growth, but also in their ability to lead balanced, integrated lives. At the foundation of that commitment are our core values. Weaver's core values were created specifically to empower our people to deliver extraordinary service and be their best selves. Our goal is to balance high development with high performance in order to meet the long-term goals of each individual, team, and our firm. Weaver's Asset Management team, focused on tailored services to the investment function of institutional investors and asset management entities, is looking for an Experienced Senior Associate or Supervisor to join our growing group. You will be a core member of our team and the role will work on internal audit, consulting, and compliance client engagements in the asset management/financial services sector. The Asset Management Consulting group is part of our larger Governance, Risk, and Compliance practice. The ideal candidate will have knowledge of investment operations, including various asset classes, and regulatory requirements. Looking for a candidate with the ability to establish trust with the client, communicate effectively, manage multiple assignments, and maintain good working relationships with client personnel and teammates.

Requirements

• Bachelor's degree in Accounting, Finance, Business Management or related field
• 3+ years of investment or financial services audit, compliance or consulting experience
• Understanding of SEC/FINRA/CFTC regulations
• Excellent written and verbal communications skills

Nice To Haves

• Master's degree is preferred but relevant industry experience will be taken into consideration
• CIA, CFE, CCRP, CRMA or equivalent designation
• Data analytics/visualization skills

Responsibilities

• Plan, prepare and deliver client work to the manager independently
• Gain an understanding of client operations and risks
• Participate in and lead client meetings and discussions
• Understand and research securities laws and regulations and provide solutions to compliance, financial, or operational issues

Benefits

• Medical, dental, vision, disability, life insurance
• 401(k) plan
• Flexible scheduled time off (STO)
• Minimum of 56 hours of sick and safe leave
• 11 holidays
• 2 scheduled recharge days
• In-house CPE and learning opportunities
• Technical improvement, practice development, management/leadership training, and whole-life growth programs

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Professional, Scientific, and Technical Services
• Education Level: Bachelor's degree
• Number of Employees: 501-1,000 employees