Global Compliance Assurance Senior Lead

Chubb ExternalNew York, NY
85d

About The Position

The Global Compliance Assurance Senior Lead will be a key part of the Global Compliance team with a focus on providing support and leadership on the Compliance Assurance Program, including strategic initiatives related to compliance risk management and technology transformation globally. This role will be reporting to the Global Head of Compliance Assurance, supporting various key areas such as Compliance Assurance Review, Governance, Risk & Control Framework, and Management information. Technology and Transformation Support. This role will be in the Second Line of Defense driving the compliance assurance reviews and supporting further enhancement and establishment of frameworks and governance including control and development key risk indicators and identification of opportunities for process automation. The individual will bring subject matter expertise in monitoring regulatory development in major compliance risks across business including market conduct, consumer protections, product design, development, & distribution and emerging risks (digital, Artificial Intelligence) and financial crime while maintaining global execution excellence, methodology uplift, and program advancement. The individual will liaise with regional and local compliance teams and collaborate with other stakeholders across legal, operations, business and risk partners on various key assurance activities and initiatives for risk mitigation and regulatory compliance. This role will ideally sit in our New York City or Philadelphia offices. Other locations may be considered.

Requirements

  • Experience in compliance risk management and assurance programs.
  • Strong understanding of governance, risk, and control frameworks.
  • Proven ability to lead compliance reviews and manage stakeholder engagement.
  • Expertise in regulatory compliance, particularly in consumer protection and market conduct risks.
  • Familiarity with technology transformation and automation in compliance processes.

Nice To Haves

  • Experience with GRC tools and automation capabilities.
  • Knowledge of emerging risks related to digital platforms and AI governance.
  • Previous experience in a global compliance role.

Responsibilities

  • Co-lead risk-based compliance reviews, including stakeholder engagement, review conclusions and findings prior to reporting finalization.
  • Coordinate annual assurance plan development, attestation exercises, regulatory health checks, and year-end reporting.
  • Assist in development of review guidebook and refinement of review methodology, templates, and thematic scoping materials.
  • Ensure clear communication of findings & test results and monitor remediation to closure in a timely manner.
  • Provide input to the development of Frameworks, Governance, and Procedures.
  • Contribute to compliance risk taxonomy refinement, control library standardization, and issue management protocols.
  • Assist in developing practical guidelines and methodologies on risk & control assessment and issue rating standards.
  • Support the creation and implementation of key risk metrics and risk profile indicators.
  • Support rollout and integration of the GRC tool, including workflows related to risks, controls, testing, and issues.
  • Participate in UAT, training, and readiness activities.
  • Help build future-state automation and continuous monitoring capabilities.
  • Provide subject matter guidance on consumer protection and market conduct risks and other specific compliance risks.
  • Support assurance reviews and risk reporting on digital platforms, AI governance, complaints handling, etc.
  • Participate in internal or cross-functional working groups or forums relating to emerging regulatory risks discussion.
© 2024 Teal Labs, Inc
Privacy PolicyTerms of Service