Fund/Securities Transactional Attorney

Fawkes IDM • Wilmington, DE

7d

About The Position

Responsibilities Reviewing and negotiating fund documentation, including limited partnership agreements, subscription agreements, and side letters. Advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offerings. Conducting due diligence investigations in connection with prospective investments. Preparing and filing required regulatory forms with the SEC, FINRA, and other regulatory bodies. Providing legal and regulatory guidance to clients on compliance with federal and state securities laws. Coordinating with colleagues and clients in the development of investment strategies. Managing client relationships and ensuring high-quality service delivery. Requirements 7+ years of experience with fund formation, governance and transactions and/or securities matters. Applicable bar admission is required.

Requirements

• 7+ years of experience with fund formation, governance and transactions and/or securities matters.
• Applicable bar admission is required.

Responsibilities

• Reviewing and negotiating fund documentation, including limited partnership agreements, subscription agreements, and side letters.
• Advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offerings.
• Conducting due diligence investigations in connection with prospective investments.
• Preparing and filing required regulatory forms with the SEC, FINRA, and other regulatory bodies.
• Providing legal and regulatory guidance to clients on compliance with federal and state securities laws.
• Coordinating with colleagues and clients in the development of investment strategies.
• Managing client relationships and ensuring high-quality service delivery.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: No Education Listed
• Number of Employees: 1-10 employees