Financial Institution Regulatory Compliance Manager

Baker Tilly • Dallas, TX

94d

About The Position

Are you interested in joining one of the fastest growing consulting and accounting firms in the country? Would you like the ability to join a highly dynamic team focused on providing exceptional client service in the areas of financial institution risk and regulatory compliance? If yes, consider joining Baker Tilly (BT) as a Financial Institution Regulatory Compliance Manager! Our Risk Advisory practice provides a full spectrum of services to help our clients assess their risks, develop strategies to compete in an ever-changing business environment, and achieve their goals and objectives. All of this is accomplished through deep industry knowledge of risk, governance and regulatory compliance best practices. As one of the fastest growing firms in the nation, BT has the ability to offer you upward career trajectory, flexibility in how and where you get your work done and meaningful relationships with clients, teammates and leadership who truly care about you and your development.

Requirements

• Bachelor’s degree in accounting, finance, or a related program.
• 5+ years experience with regulatory compliance.
• 1-2 year(s) management experience.
• CIA or CRCM designation(s) required.
• CRCM Certification strongly preferred. Also open to candidates willing to obtain CRCM Certification in the future.
• Experience working with FDIC, OCC, CFPB, NCUA, and state regulations.
• Experience as a client serving professional for a consulting firm preferred.
• Excellent analytical, technical, and problem-solving skills, with strong attention to detail.
• Exceptional verbal and written communication, collaboration, and time management skills.
• Strong sense of urgency and client responsiveness.
• Ability to travel.

Responsibilities

• Work closely with client executives and management teams to understand their businesses and assist in identifying and managing regulatory compliance risks within their business processes and systems.
• Lead audit and consulting engagements of banks, credit unions, fintechs, and specialty finance organizations to determine institutions compliance with lending and depository regulatory requirements.
• Implement new or updated regulatory requirements, and translate regulatory requirements to ensure financial institution compliance.
• Continually stay up-to-date on all existing compliance regulations.
• Develop and maintain a broad knowledge and awareness of the financial institution industry and regulatory changes and identify potential impacts to compliance audit programs.
• Support our internal audit practice as Subject Matter Expert on regulatory and compliance topics.
• Provide strategic business advice to clients by assisting in the implementation of new regulatory requirements.
• Manage client engagement teams, along with staffing, billings/collections, and ensure client profitability targets are met.
• Utilize your entrepreneurial skills to network and build strong relationships internally and externally with clients and the community.
• Invest in your professional development individually and through participation in firm wide learning and development programs.
• Support the growth and development of team members through the Baker Tilly Care and Teach philosophy, helping associates meet their professional goals.
• Enjoy friendships, social activities and team outings that encourage a work-life balance.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: Bachelor's degree
• Number of Employees: 5,001-10,000 employees