Financial Crimes Specialist, AML Investigations

The Vanguard Group • Malvern, PA

181d • Hybrid

About The Position

Vanguard is looking for a detail-oriented and driven Financial Crimes Specialist to join our dynamic team. The mission of the Office of the General Counsel is to support Vanguard investors by providing trusted advice and expertise, mitigating risks, and serving as strategic business partners dedicated to protecting Vanguard and our funds with integrity and excellence. In this role, you'll be at the forefront of detecting and preventing financial crime, helping to safeguard our clients and our firm. AML Investigations Specialists serve as technical experts and are primarily responsible for reviewing and analyzing alerts generated by transaction monitoring systems. Investigators must determine whether these alerts warrant escalation, documentation in an Investigative Memo (IM) or filing a Suspicions Activity Report (SAR) in accordance with internal procedures and regulatory expectations.

Requirements

• At least 3 years of relevant experience in compliance, investigations, or a related field.
• A bachelor's degree or equivalent combination of education and experience.
• A passion for compliance, a sharp analytical mind, and a commitment to doing what's right.

Responsibilities

• Conduct daily investigations to identify suspicious activity across both new and existing client accounts.
• Mentor junior team members as they grow their investigative skills.
• Use public records, internet databases, and internal tools to research potential violations and support due diligence efforts.
• Assist with internal and external reporting in line with regulatory guidelines and internal policies.
• Participate in training sessions and team meetings and help develop educational content.
• Keep up with industry trends, regulatory changes, and market developments.
• Contribute to special projects and cross-functional initiatives that enhance compliance capabilities.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Securities, Commodity Contracts, and Other Financial Investments and Related Activities
• Education Level: Bachelor's degree