Financial Crimes Issue Management Consultant

TEKsystems•Charlotte, NC

1d•$97 - $105•Hybrid

About The Position

Act as an advisor to leadership to develop or influence clear root cause analysis and development of complex issues through a formalized issue management process as well as clear objectives, plans, and success criteria for corrective actions across compliance groups and functions. Implement and maintain effective and sustainable issue management processes related to the financial crimes program that complies with all applicable laws, regulations, and regulatory expectations including Bank Secrecy Act, Anti-Money Laundering, Counter-Terrorist Financing, and Global Sanctions. Evaluate the scope and long-term impact and consequences of strategic business decisions and recommend appropriate alternatives for risk management. Lead investigative research, root cause examination, consulting on Issue and Corrective Action development, and thematic analysis of complex topics across business and functions. Lead the strategy and resolution of highly complex and unique challenges requiring in-depth evaluation across multiple areas or the company. Deliver solutions that are long-term, large-scale and require vision, creativity, innovation, advanced analytical thinking, and coordination of highly complex activities and guidance to others. Lead implementation of complex initiatives with high risk, generally spanning multiple business lines. Provide vision, direction and full knowledge to leadership on implementing innovative and significant business solutions that are large scale companywide strategies. Lead risk evaluation and independently challenge existing fundamentals or assumptions while developing alternative approaches, models and solutions to schemes and trend. Influence and negotiate with executive management, business heads, and high-level stakeholders. Engage strategically with all levels of professionals and managers across the company.

Requirements

7+ years of experience interpreting, developing, implementing and/or maintaining AML related financial crimes program requirements.
5+ years of experience executing Financial Crimes Issue Management strategies.
5+ years of experience drafting Financial Crimes Issue Management memos.
Direct experience in engaging and leading regulatory execution initiatives, preferably supporting the issue management lifecycle.
Proven ability to cultivate relationships and collaborate with multiple stakeholders, including sr leadership across compliance and business areas, legal, audit and regulators.
Ability to collect and analyze data, assess impact to the financial crimes program, and develop conclusions and/or recommendations to enhance controls and mitigate risk.
Proven ability to develop, articulate, and organize findings to draft and present executive level summaries to governance or relevant stakeholder groups.
Ability to influence and collaborate with sr Leadership on an enterprise level.
Experience with Veritas program to access risk management tools, including enhanced system workflows, integrated controls, and reporting capabilities.
Advanced Microsoft Office skills including PowerPoint, Excel and SharePoint.

Responsibilities

Develop or influence clear root cause analysis
Develop clear objectives, plans, and success criteria for corrective actions
Implement and maintain effective and sustainable issue management processes
Evaluate the scope and long-term impact and consequences of strategic business decisions
Lead investigative research, root cause examination, consulting on Issue and Corrective Action development, and thematic analysis of complex topics
Lead the strategy and resolution of highly complex and unique challenges
Deliver solutions that are long-term, large-scale and require vision, creativity, innovation, advanced analytical thinking, and coordination of highly complex activities and guidance to others
Lead implementation of complex initiatives with high risk, generally spanning multiple business lines
Provide vision, direction and full knowledge to leadership on implementing innovative and significant business solutions that are large scale companywide strategies
Lead risk evaluation and independently challenge existing fundamentals or assumptions while developing alternative approaches, models and solutions to schemes and trend
Influence and negotiate with executive management, business heads, and high-level stakeholders
Engage strategically with all levels of professionals and managers across the company