Financial Crime Compliance Quality Control Analyst
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About The Position
Opportunity to work for a team that collaborates, open to new ideas that improves efficiency and has cross training opportunities. You and Your Job As a Quality Control Analyst you will be successful at identifying deficiencies to improve the current process. The Financial Crime Compliance is a part of Compliance, Rabo Diversified Services (RDS). This group provides compliance advisory and support services to the NY Branch, RSI, Canada Branch, Mexico Representative Office, Utrecht America Holdings and Rabo AgriFinance. The FCC Quality Control (QC) /Monitoring Analyst will execute ongoing QC/monitoring assessments based on established Key Risk Indicators (KRIs) for various compliance related internal controls pertaining to (but not limited to) Client due diligence, Transaction Monitoring, Suspicious Activity Reporting, 314(a), 314(b), OFAC/Sanctions & Watchlist Screening, CIP, and Section 311 & 9714 Special Measures. The QC/monitoring function is an important governance and oversight component which aids in the continuing evaluation of control effectiveness and potential deficiencies related to the BSA AML Compliance & OFAC Program.
