Financial Crime Business Oversight Compliance - AVP

Barclays • New York, NY

218d • $110,000 - $135,000

About The Position

Embark on a transformative journey with Barclays as a Financial Crime Business Oversight Compliance - AVP. The primary purpose of your role is to provide expert, data-led oversight and robust check-and-challenge on business activities and compliance matters. Your role is critical in ensuring that the organization operates in alignment with Barclays' legal, regulatory, and ethical responsibilities. By leveraging data and insights, your role supports informed decision-making and strengthens the organization's ability to evidence compliance, uphold standards, and manage risk effectively.

Requirements

• Experience with time and task management abilities, with a proven capacity to prioritize effectively and meet deadlines.
• Adaptability and responsiveness in fast-paced, time-sensitive environments, maintaining high performance under pressure.
• A finance, banking, or consulting background in KYC (Know Your Customer) and AML (Anti-Money Laundering), with a deep understanding of regulatory requirements and risk mitigation.

Nice To Haves

• CAMS Certification is preferred but not required.
• Excellent communication skills, with the ability to convey complex information clearly and effectively to both technical and non-technical audiences.
• Experience in financial crime prevention, including expertise in identifying, investigating, and mitigating financial crime risks.

Responsibilities

• Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems.
• Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.
• Conduct investigation of compliance risk events or breaches.
• Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences.
• Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank's internal policies are aligned with international standards, including jurisdictional requirements.
• Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management.
• Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime.

Benefits

• Minimum Salary $110,000
• Maximum Salary $135,000

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Credit Intermediation and Related Activities