Financial Advisor (Legacy Transition Team), UBS Wealth Advice Center

UBS • Charlotte, NC

213d

About The Position

As a Financial Advisor on the Legacy Transition Team in the Wealth Advice Center (WAC), you will guide beneficiaries through the complex process of estate settlement and asset transfer. You will be tasked with facilitating a smooth distribution of wealth according to the decedents' wishes while offering peace of mind during a challenging time, preserving both financial and emotional well-being for all involved. If you excel at fostering meaningful connections, demonstrating empathy, and achieving measurable results, this opportunity could be the perfect fit for you!

Requirements

• 2+ years of experience in a relevant role
• Familiarity with probate processes, trust administration, and post-mortem financial strategies
• An ability to work with diverse clients, including executors, trustees, and beneficiaries, often in emotionally sensitive situations
• Proficiency in analyzing and completing complex cases with a high level of accuracy
• A strong market aptitude and can provide tailored solutions to meet beneficiary needs
• Excellent written and verbal communication skills
• SIE, Series 7 and Series 66 (or equivalent) required
• CFP or desire to obtain through UBS tuition reimbursement program

Responsibilities

• Build and deepen relationships by providing exceptional wealth management services and solutions helping retain assets and drive various business initiatives that are in line with the WAC's growth plan
• Continue a successful career in a growing wealth management business with strong earning potential and career advancement
• Accept referrals from other lines of business, owning all appointments and outreaches assigned in an effort to deliver financial advice, guidance and a white glove experience
• Use our financial planning tools to gain a full understanding of our clients' situation and present all appropriate solutions
• Understand and adhere to compliance and operational procedures and requirements
• Develop professionally through ongoing wealth management training led by a team of experienced professionals, internal business partners across UBS, and external partnerships
• Collaborate with internal teams to address beneficiary concerns and deliver tailored solutions
• Act as a brand ambassador, ensuring our values and vision are effectively communicated to the public
• Manage timelines and resources effectively to deliver high-quality results
• Promote a culture of excellence

Benefits

• Flexible working arrangements like part-time, job-sharing and hybrid (office and home) working
• Ongoing wealth management training led by experienced professionals
• Tuition reimbursement program for obtaining CFP

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Securities, Commodity Contracts, and Other Financial Investments and Related Activities
• Number of Employees: 5,001-10,000 employees