Finance Control Manager, Senior Associate

JPMorgan Chase & Co.•Jersey City, NJ

27d

About The Position

Join JPMorgan Chase as a Control Manager - Senior Associate within Treasury/Chief Investment Office! The Treasury/Chief Investment Office is responsible for managing the Firm's balance sheet including its interest rate, liquidity, and capital risks, and Funds Transfer Pricing framework; it monitors and oversees interconnectedness between the Firm and its legal entities. As a Control Manager - Senior Associate within the Treasury/Chief Investment Office, you will be in the first line of defense, collaborating with business executives and process owners to identify risks, assess impacts, design sustainable controls, and monitor their effectiveness. You will support the execution of the Control and Operational Risk Evaluation (CORE) program for the Treasury/Chief Investment Office, with a focus on the Finance function, supporting the Investment Portfolio and Treasury Funding teams.

Requirements

Bachelor's degree required
5+ years of experience in financial services industry with background in controls, audit, SOX, quality assurance, operational risk management, or bank financial reporting
Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint)
Excellent written and verbal communication skills, with the ability to influence and collaborate across all levels of the organization
Proven ability to manage multiple priorities and deliver results in a fast-paced environment

Nice To Haves

Understanding of financial, capital and liquidity reporting including, but not limited to, 10K/Q, FR Y-14, FR Y-9C, LCR, NSFR
Subject matter expertise in portfolio management, treasury, and related financial and regulatory reporting
Understanding of banking regulations
Familiarity or experience with Alteryx or similar data manipulation and workflow automation tools
Prior experience working in a global financial institution or within a matrixed organization
Professional certifications such as CPA, CIA, CISA, or FRM are preferred but not required

Responsibilities

Maintain the CORE Process, Risk and Control inventory, and related risk impact and control effectiveness ratings to provide an accurate reflection of the business' operational risk profile
Partner with the central testing utility to assess the results of control design and performance evaluations
Lead top-down risk analysis, real time control issue detection, escalation, root cause analysis and remediation; work with a sense of urgency on emerging issues
Perform lessons learned analyses on internal and/or external risk events and assess potential weaknesses / identify opportunities for improvement
Identify meaningful metrics (KRIs/KPIs) as indicators of the operational risk and control environment; escalate control deficiencies based on key reporting indicators; Facilitate change management reviews with Process Owners
Execute against the requirements of various other firm control and compliance programs, which may include but not be limited to: SOX and CCAR CFO Attestation Program, NBIA/business change management, Office of Legal Obligations, Estimations and Model Risk Management, User Tool, and Intelligent Solutions Control Frameworks
Partner with colleagues from the LOBs and Functions such as Compliance, Risk, Legal, HR, and Technology to drive consistent and rigorous operational risk and control practices; partner with regional business and other control partners in an effort to create consistency in the control environment and underlying processes globally
Respond timely to challenges and recommendations from the 2nd Line of Defense (Compliance Conduct & Operational Risk) and 3rd Line of Defense teams (Internal Audit) teams
Support Regulator and other reviews and escalate inquiries and findings as necessary; contribute items for escalation to the T/CIO Control Committee
Serve as a trusted controls partner to the Business and act as their go-to for all controls related matters
Oversee the control environment for external financial reporting, ensuring compliance with regulatory requirements and timely submission of reports (e.g., 10K/Q, FR Y-14, FR Y-9C, LCR, NSFR)
Prepare and present control findings, risk assessments, and remediation plans to leadership and relevant governance committees