Experienced Associate - Control Room

Evercore • New York, NY

230d • $110,000 - $130,000 • Hybrid

About The Position

Evercore seeks to hire an experienced Associate for its Control Room group located in New York, NY. The role will interact daily with members of the firm's Investment Banking and Research departments as well as other Legal and Compliance personnel. The role requires a professional and diplomatic individual with the ability to multitask and prioritize tasks accordingly.

Requirements

• 2+ years of Control Room or Compliance related experience preferred.
• Possess a general understanding of financial markets and/or securities regulation and rules.
• Ability to work independently and collaboratively with other members of the team and Compliance Department.
• High levels of ethics, integrity, and judgment.
• Ability to work as a member of a team in a high-pressure, high-risk, fast-paced environment.
• Detail-oriented with ability to multitask, organize and prioritize workflow.
• BS/BA degree (Series 7, MBA, or JD a plus).
• Excellent written and verbal communication skills.

Responsibilities

• Maintain the Firm's Watch List and Restricted Lists.
• Review research reports to ensure adherence to applicable SEC and FINRA Rules and Firm policy.
• Effect Wall Crossings and conduct related surveillance activities.
• Chaperone Investment Banking and Research Communications and provide guidance regarding permissible activities.
• Conduct surveillance activities including Personal Trading analysis.
• Participate in drafting related policies and procedures.
• Hybrid work schedule which includes rotational weekend coverage.

Benefits

• Medical, prescription, dental, and vision insurance, including healthcare savings and reimbursements accounts.
• 401(k) Retirement Plan.
• Life and disability insurance, including additional voluntary financial protection insurance.
• Well-being resources and programs, including mental health and mindfulness programs, digital wellness platforms, well-being events, and targeted on-site health services.
• Family-building and family-support benefits.
• Paid parental, caregiver, marriage and bereavement leave.
• Commuter benefits, health club membership discounts, and other corporate discounts.
• Paid holidays, vacation days, personal days, sick days, and volunteer opportunities.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Securities, Commodity Contracts, and Other Financial Investments and Related Activities
• Education Level: Bachelor's degree
• Number of Employees: 1,001-5,000 employees