As an Execute Supervisory Analyst, you will be responsible for ensuring compliance with FINRA requirements through the review of written communications and brokerage account statements. Your role will involve driving process and system implementations to automate the capture of required brokerage statements and uncompliant emails. You may also engage in deal supervision tasks, support account management teams with compliance-related solutions, and assist in responding to inquiries from regulatory bodies such as FINRA and the SEC. Additionally, you will contribute to the digital transformation of legal and compliance functions and provide feedback on improving operational systems. You are expected to pass the FINRA SIE + S82 exams within the first 18 months and maintain the Objectives and Key Results (OKRs) for the Execute Team.