Enterprise Services Senior Compliance Advisor

Fidelity Investments • Smithfield, RI

99d

About The Position

Are you looking for a fast-paced Compliance role supporting both traditional finance and emerging tech businesses within Fidelity? As a Senior Compliance Advisor on our team, you will help build compliance oversight programs, including regulatory inventory development, controls documentation and testing, and training. You will work closely with associates in one of our innovation centers, Fidelity Center for Applied Technology (FCAT), reviewing marketing materials and other external content and providing valued guidance as they experiment and build new products and businesses in areas including digital assets and AI. You will also work on our technology compliance program, researching and assessing technology for policy compliance as well as regulatory compliance in areas including electronic communications, records retention, and privacy.

Requirements

• Bachelor’s degree with 5-7 years of financial industry experience or Masters/MBA/JD with 1-3 years of experience.
• Curiosity about emerging technologies, including digital assets and AI.
• Comfortable operating in an evolving regulatory environment.
• Outstanding written and verbal communication skills with attention to detail.
• Committed and collaborative teammate with excellent research, creative problem-solving, and analytical skills.
• Strong ability to work independently, multi-task, and prioritize under time pressure.

Responsibilities

• Build compliance oversight programs including regulatory inventory development, controls documentation and testing, and training.
• Review marketing materials and other external content for compliance.
• Provide guidance to associates in the Fidelity Center for Applied Technology (FCAT) on new products and businesses.
• Research and assess technology for policy and regulatory compliance.
• Ensure compliance in areas including electronic communications, records retention, and privacy.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: Bachelor's degree