Due Diligence Compliance Analyst

Maxwell

19d • $29 - $31

About The Position

As a Compliance Analyst (for Due Diligence), you enjoy digging in to ensure loan files and fees are accurate and compliant with regulatory standards. You understand what is needed to properly investigate and validate apparent regulatory compliance violations. To ensure a smooth transition from Compliance Analysis to Credit Review and beyond, you enjoy cross-functional collaboration with our Data Capture, Credit Review and Transaction Management teams.

Requirements

• Ability to meet production quality and service standards
• High technical aptitude - familiarity with Slack, Zoom, GSuite, Microsoft Office
• Strong written and verbal communication skills - analytical ability, good judgement, detail-oriented and organized
• 3 years of experience in Quality Control/Due Diligence/Secondary Market as well as preferred fraud investigative reviews, specifically within banking or lending (required).
• Knowledge of the principals and compliance regulations and documentation applicable to mortgage lending.

Nice To Haves

• Mavent and Lauramac experience.

Responsibilities

• Reviewing loan packages, underwriting guidelines, or data files to identify the documentation necessary for the review
• Capture required information from such information, which may include bookmarking the relevant pages where such information can be located, in a designated place
• Audit loans to determine salability or conduct final review of loan documentation for accuracy and completeness
• Identifying and documenting any discrepancies during audit, document issues in the process
• Entering data, fees from LEs, CDs and COCs into system of record and running analysis to test for issues
• Ensuring any exceptions are captured and recorded for incorrect or missing documentation, data errors, and any errors on the LE's and CD’s
• Researching and responding to rebuttals and responses to findings
• Maintaining communication with internal contacts as necessary to ensure expectations and timelines are met; escalating issues, as needed
• Running system logic against information captured and handling any exceptions that may come from the application of this logic against the data captured
• Applying exceptions and handling validations where necessary to ensure a complete and accurate review
• Accurate tracking of the time spent on reviews

Benefits

• An opportunity to be a key part of an agile team of thinkers and doers collaborating to change a multi-trillion-dollar industry.
• We offer meaningful equity at a growth-stage company, a competitive salary, top-tier medical, dental, and vision insurance, and flexible work hours and vacation time.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: No Education Listed
• Number of Employees: 101-250 employees