Director, Technology Audit

Morgan Stanley • New York, NY

1d • $147,000 - $155,000 • Hybrid

About The Position

Morgan Stanley Services Group, Inc. is seeking a Director, Technology Audit in New York, New York to conduct integrated audits while adhering to professional auditing standards. Discuss with business and technology management to define audit scope and prepare the audit planning memorandum. Create and present the audit scope memorandum that includes a summary of audit objectives, scope, and approaches to Internal Audit senior management. Liaise with local and offshore resources within the technology and business audit teams for successful execution of audits. Provide guidance and coaching to technology audit associates and analysts on technology audit execution. Draft audit reports covering potential findings and track closure verification efforts to ensure issues identified are remediated in a timely manner. Present audit findings to Internal Audit and Technology senior management, and manage audit activities within established budget and timelines. Analyze continuous monitoring (CM) metrics and lead quarterly CM meetings with technology management to proactively identify emerging risks and assess the overall technology risk and control environment. Telecommuting permitted up to 1 days per week.

Requirements

• Requires a Master’s degree in Information Systems, Enterprise Risk Management, or a related field of study
• Requires two (2) years of experience in the position offered or two (2) years as an Associate, Analyst, or a closely related occupation.
• Requires two (2) years of experience with the following skills: auditing Generative Artificial Intelligence (GenAI) technologies, digital payment platforms, modernized platforms with microservice architecture, and Salesforce Customer Relationship Management extracting and analyzing continuous monitoring Key Performance Indicator and Key Risk Indicators metrics SQL and Python data visualization tools including Visio and Tableau system monitoring tools including Splunk Software Development Life Cycle tools including JIRA and Bitbucket audit and risk management workflow tools including IBM Open Pages auditing data transfer mechanisms including Batch, Application Programming Interface, Message Queue, and Kafka auditing data integrity controls including digital signature and hash validation auditing Application and IT general controls including Information Security, System Configurations, Disaster Recovery, Access Management, and Capacity Management regulations for financial services industry including Office of Foreign Assets Control (OFAC), and Federal Reserve Bank Regulation CC and Regulation E Audit principles, tools, and processes including Risk Assessment, Planning, Testing, Reporting, and Continuous Monitoring Project Management

Responsibilities

• Conduct integrated audits while adhering to professional auditing standards.
• Discuss with business and technology management to define audit scope and prepare the audit planning memorandum.
• Create and present the audit scope memorandum that includes a summary of audit objectives, scope, and approaches to Internal Audit senior management.
• Liaise with local and offshore resources within the technology and business audit teams for successful execution of audits.
• Provide guidance and coaching to technology audit associates and analysts on technology audit execution.
• Draft audit reports covering potential findings and track closure verification efforts to ensure issues identified are remediated in a timely manner.
• Present audit findings to Internal Audit and Technology senior management, and manage audit activities within established budget and timelines.
• Analyze continuous monitoring (CM) metrics and lead quarterly CM meetings with technology management to proactively identify emerging risks and assess the overall technology risk and control environment.

What This Job Offers

• Job Type: Full-time
• Career Level: Director
• Number of Employees: 5,001-10,000 employees