A Typical Day in This Role While priorities may shift, a typical day for the Compliance Manager may include: Managing and enhancing the company’s third‑party risk management program : Updating policies and procedures, supporting risk assessments, enhancing systems capability and process automation, tracking and resolving outstanding due diligence documentation, and escalating higher risk findings. Overseeing and enhancing the company’s conflict of interest and gifts and entertainment programs: Updating policies and procedures, supporting risk assessments, enhancing systems capability and process automation, and tracking and reporting risks and results. Designing and distributing company compliance training and providing training as required : Partnering with HR and global business leaders to tailor content to specific teams or regional legal requirements, and for providing training as required. Conducting compliance monitoring activities : Reviewing high risk transactions, third party payments, or policy exceptions, and documenting results in the appropriate compliance monitoring system. Supporting internal investigations related to compliance: Gathering facts, reviewing documentation, or coordinating follow up actions with HR, Internal Audit, or business leadership. Collaborating with the Chief Compliance Officer: Evaluating emerging regulatory developments and communicating recommended updates to company policies or procedures. Participating in Enterprise Risk Management (ERM) discussions: Providing compliance related input into enterprise risk assessments and helping shape enterprise level risk mitigation strategies. Preparing reports or dashboards: Summarizing compliance metrics, training completion rates, and due diligence statistics for leadership review or audit committees.
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Job Type
Full-time
Career Level
Manager