Director, Compliance - Ethics/Political Contributions

Fidelity Investments • Smithfield, RI

300d • $100,000 - $169,000 • Hybrid

About The Position

The FBS Ethics Compliance Director is responsible for ethics' related matters impacting the FBS Broker-Dealer within Wealth & Brokerage, WI and TEM Business Units. Ethics related topics include gifting and business entertainment, meetings and events, sponsorships with business partners, political contributions and fundraising, Federal, State and Local pay to play rules including those impacting the College Savings plans and public entity retirement plans, Institutional and personal charitable contributions, outside business activities, conflicts of interest, procurement lobbying, and customer incentives and rewards programs.

Requirements

• Extensive experience in compliance related fields, particularly in ethics.
• J.D. preferred.
• Experience working with senior managers/leaders across business and Legal, Risk, Compliance, and Audit groups.

Nice To Haves

• Excellent communication skills.
• Strong analytic skills and attention to detail.
• Ability to manage multiple priorities.

Responsibilities

• Provide dedicated Ethics compliance support within Fidelity Wealth & Brokerage Compliance.
• Ensure compliance with legal and regulatory obligations related to ethics.
• Cultivate a culture of compliance and protect Fidelity's customers and reputation.
• Interpret complex laws, rules, and regulations in the areas of Ethics Compliance.
• Work collaboratively with cross-company compliance, legal, risk management, and business teams.

Benefits

• Comprehensive health care coverage.
• Emotional well-being support.
• Market-leading retirement plans.
• Generous paid time off and parental leave.
• Charitable giving employee match program.
• Educational assistance including student loan repayment and tuition reimbursement.

What This Job Offers

• Job Type: Full-time
• Career Level: Director
• Industry: Securities, Commodity Contracts, and Other Financial Investments and Related Activities
• Education Level: Bachelor's degree