Control Room Surveillance - Vice President

Barclays • Hanover, NJ

90d • $145,000 - $200,000

About The Position

Join us as a Control Room Surveillance - Vice President, where you will play a critical role in safeguarding market integrity and ensuring adherence to regulatory and internal policies. In this position, you will be part of the Control Room Surveillance team, working to monitor and analyze market activity for signs of abuse or manipulation, manage conflicts of interest, oversee insider information, and maintain watchlists. This is a strategic role that supports both day-to-day alert reviews and broader optimization initiatives in partnership with the global team. You will also contribute to a planned transformation program, helping drive innovation and operational excellence across control room functions.

Requirements

• Extensive control room surveillance experience, including knowledge of insider information handling, conflicts of interest, and watchlist management.
• Ability to monitor and analyze market activity to detect and escalate potential misconduct.
• Experience in regulatory compliance, investigations, and market abuse surveillance within the financial services sector.

Nice To Haves

• Ability to lead and collaborate cross-functionally, working closely with technology teams, stakeholders, and global partners.
• Communication and stakeholder management skills, with experience delivering process improvements and optimization initiatives.
• Familiarity with control room operations and transformation projects.

Responsibilities

• Monitor and analyze market activity for potential signs of abuse or manipulation.
• Conduct in-depth investigations to gather evidence and assess the risk of market manipulation, insider trading, or other misconduct.
• Provide business support in projects related to the firm's market surveillance framework.
• Support regulatory queries and internal/external audits.
• Provide accurate and timely reports to regulatory authorities, internal stakeholders, and management regarding market surveillance activities, incidents, and trends.
• Execute appropriate controls aligned to the Barclays control framework and related firm-wide standards.
• Support the control environment in relation to data quality, model effectiveness, and efficiency.

Benefits

• Medical, dental and vision coverage
• 401(k)
• Life insurance
• Paid leave for qualifying circumstances
• Incentive award eligibility

What This Job Offers

• Job Type: Full-time
• Career Level: Executive
• Industry: Credit Intermediation and Related Activities