Consumer Risk Compliance Analyst

Regions Bank•Hoover, AL

About The Position

At Regions, the Business Unit Compliance Analyst is a first line of defense risk management function that ensures that business unit activities follow necessary rules and regulations and comply with legal boundaries and jurisdictions. Associates at this level are expected to contribute to workflow or process change and redesign, and to form a strong basic understanding of the specific product or process within a specific line of business. Focus is on execution within defined parameters, with some expansion based on developing capabilities and or experiences.

Requirements

High School Diploma or GED and seven (7) years of experience in Compliance, Quality Assurance/Control, Audit, or other related compliance function specific to a line of business
Or Bachelor’s degree and three (3) years of experience in Compliance, Quality Assurance/Control, Audit, or other related compliance function specific to a line of business
Ability to learn additional systems as needed
Ability to research, analyze data, and derive facts
Ability to work in a team environment when applicable
Ability to work autonomously, with minimal guidance
Ability to work under pressure and meet deadlines
Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.)
Strong verbal, written communication, and organizational skills
Strong work ethic and self-motivation

Nice To Haves

Master’s degree
Experience in banking, risk operations, business intelligence, or systems analysis
Proven experience building relational databases (SQL Server, Postgres, or equivalent)
Familiarity with business process mapping tools (e.g. Visio)
Solid understanding of risk and control frameworks (e.g. RCSA, SOX)
Strong skills in Power BI, Tableau, or other visualization tools
Experience with data intake workflows (e.g. Power Apps, SharePoint, custom forms, API integrations)
Excellent communication skills – ability to translate business needs into technical solutions
Project management skills to manage multiple work streams to meet a common objective
Experience with GRC platforms (e.g., Archer, ServiceNow GRC, Resolver)
Familiarity with regulatory mapping frameworks or risk taxonomies
Knowledge of product lifecycle or operational risk in retail/consumer banking
Exposure to data governance and control testing environments

Responsibilities

Maintains a proficient knowledge of rules and regulations and their impact on products, services, and operations for a specific line of business
Establishes partnerships with line of business leadership and serves as a consultant on issues related to compliance
Conducts research of laws and regulations that impact the business unit compliance to include partnering with the second line of defense to assess new laws and regulations or changes to existing laws and regulations and how they impact the business group
Researches potential violations to determine potential compliance needs and escalates issues as needed for resolution
Reviews processes and procedures to identify gaps or potential issues
Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations
Delivers training to assigned line of business to increase compliance awareness
Gathers information requested by regulatory agencies
Assists with the development of business group policies and procedures
Design, develop and maintain a relational database or low-code platform to store: Business processes and subprocesses, Associated risks and controls, Product and regulatory mappings
Build intuitive intake interfaces (forms, import tools, or Power Apps) for users to input and update process and risk data
Map and document key business processes, controls, and risk exposure across departments
Enable reporting and visualization of process completeness, control coverage, risk heatmaps, and KRI trends via dashboards (e.g. Power BI, Tableau)
Develop automated workflows for versioning, approvals, or control attestations
Collaborate with risk, compliance, and operations teams to ensure taxonomy alignment and usability
Maintain data quality, integrity, and access control across the platform
Support future integration with GRC, audit, or compliance systems if needed