Compliance Testing Manager

LendingClub•San Francisco, CA

3d•$82,000 - $125,000•Hybrid

About The Position

LendingClub Bank’s Enterprise Compliance Organization (ECO) team, as part of the Enterprise Risk Team, is responsible for maintaining an effective enterprise-wide compliance program, which consists of the BSA/AML, sanctions (Financial Crimes Compliance (FCC)) and regulatory compliance programs. We are looking for a Compliance Testing Manager to join the team the Compliance Testing Team. This role is responsible for leading independent testing reviews to validate the company’s compliance with applicable consumer compliance federal laws/regulations and adherence to internal policies and procedures. The role will also focus on helping to innovate and enhance data-driven testing capabilities to identify opportunities to enhance the bank’s system of controls.

Requirements

3+ years of banking or financial services experience, with direct compliance testing and/or internal audit expertise
Bachelor’s degree in a related field of study; or equivalent work experience
Practical knowledge of consumer protection laws/regulations, and associated risks, and the internal controls needed to mitigate those risks
Prior experience performing compliance testing for specific areas of bank or financial services regulatory compliance – e.g., ECOA, UDAAP, TILA, TISA, FCRA, EFTA, EFAA, SCRA etc.
Strong written and verbal communication skills and the ability to influence decisions and drive change
Self-starter with ability to think independently, take ownership, and drive initiatives to resolution, including supervision of other testers
Solid analytical, problem solving, and critical thinking skills
Ability to handle multiple priorities and rapid changes
Experience performing SQL queries and data warehouse mining; familiarity with Tableau or other data visualization tools is helpful

Responsibilities

Independently design, lead and execute Compliance Testing to assess control design and operating effectiveness over compliance risks
Support development of Compliance Testing’s data analytics and data monitoring tools to effectively test system and data driven processes
Prepare compliance testing reports and workpapers that clearly present the results of testing and identify issues and recommendations
Develop meaningful strong partnerships with the Business.
Prepare, deliver, and effectively communicate analysis regarding testing results to senior leadership.
Document compliance issues which are recorded, tracked and reported to ensure their appropriate and timely resolution
Collaborate with and inform Compliance Advisory of key risks, trends and outcomes in testing activities.
Assist ECO with the assessment and documentation of business processes, risks, and controls
Provide support for other ECO program initiatives and activities as needed, including internal and external audits or regulatory exams and strategic projects