Compliance Systems Management Senior Specialist

Northwestern Mutual•Milwaukee, WI

18d•Hybrid

About The Position

Within Enterprise Compliance, this individual works within a team structure to support the monitoring and surveillance systems for electronic communications and social media. This individual will advance basic system features through their life cycle to implementation. The individual performs routine assignments to ensure the monitoring system is performing as expected. The individual will also perform a series of baseline analysis pertaining to system health and regulatory risks.

Requirements

Bachelor's Degree preferred in business, finance or related and/or equivalent combination of education and work experience
Minimum of 2 years of relevant experience
Ability to solve complex problems, take a new perspective on existing solutions and exercise judgement based on the analysis of multiple sources of information
Ability to explain difficult or sensitive information while working to build consensus
Comfortable working with all levels of management across the field and home office
Excellent written and oral communication skills
Ability to generate and analyze baseline reports

Nice To Haves

Experience working at a financial firm preferred
Experience working with core product lines and compliance monitoring systems preferred

Responsibilities

For the assigned monitoring and surveillance systems, engage in assigned project work
Participate in the discussions related to the creation, testing and implementation of system enhancements
Provide value by assisting in the completion of miscellaneous intermediate/advanced projects required to improve the overall effectiveness of the system
Update system documentation, as well as compliance and supervisory manuals
Keep supervisory guidance reference materials current
Perform various administrative tasks to support divisional monitoring systems
Create and/or monitor reporting and dashboards to measure system effectiveness
Provide baseline analysis regarding areas of compliance risk
Participate as a resource on intermediate/advanced divisional project teams
As needed, independently lead a project