Compliance/Risk/Internal Audit Coordinator

MIT • Lexington, MA

4d

About The Position

COMPLIANCE/RISK/INTERNAL AUDIT COORDINATOR , Credit Union , coordinates internal and external audits and regulatory exams, including scheduling, document preparation, examiner support, tracking findings, and reporting results to senior leadership and the board; performs daily and monthly compliance review activities to ensure validity and fraud prevention across the organization, while assisting the AVP, Compliance with BSA and other compliance functions. Responsibilities include annual loan audits, maintaining risk management and audit databases, ongoing BSA and fraud monitoring, CTR and SAR filings, and alert reviews; and reviewing financial activity, rates, accounts payable, operational risk issues, maintaining red flag tracking, recommending process improvements, and ensuring compliance with policies, laws, and training requirements.

Requirements

• Bachelor’s degree
• a minimum of five years of work experience in the financial services field, preferably in accounting, finance, internal audit, risk management

Responsibilities

• coordinates internal and external audits and regulatory exams, including scheduling, document preparation, examiner support, tracking findings, and reporting results to senior leadership and the board
• performs daily and monthly compliance review activities to ensure validity and fraud prevention across the organization, while assisting the AVP, Compliance with BSA and other compliance functions
• annual loan audits
• maintaining risk management and audit databases
• ongoing BSA and fraud monitoring
• CTR and SAR filings
• alert reviews
• reviewing financial activity, rates, accounts payable, operational risk issues
• maintaining red flag tracking
• recommending process improvements
• ensuring compliance with policies, laws, and training requirements

What This Job Offers

• Career Level: Entry Level
• Number of Employees: 5,001-10,000 employees