Compliance & Quality Control Specialist

Triumph Financial Services•Durango, CO

1d•$17 - $24

About The Position

At TBK Bank, a subsidiary of Triumph, we're a team of passionate, driven, collaborative, solutions-minded people who want to make a difference in the lives of our customers and communities. Our mission is to do well and to do good at the same time. We accomplish this by working together, because at the end of the day, TBK means striving for excellence, while delivering with humility. We thrive on providing exceptional customer service, and we look for friendly professionals dedicated to helping customers achieve their financial goals. Position Summary : TBK Bank, SSB seeks a qualified individual to support the Credit Compliance Team in carrying out policies and procedures to ensure compliance with all regulatory and policy guidelines.

Requirements

High school diploma or general education degree (GED) required
Typically requires one to two years of related banking experience
Strong organization, interpersonal, communication skills
Resourceful and research-minded
Strong critical thinking and problem-solving skills
Attention to detail and mental concentration
Commitment to accuracy
Strong time-management skills and ability to self-manage to meet deadlines

Responsibilities

Knowledge in all regulations and bank policies governing lending and credit areas of the Bank, including: Real Estate Lending HMDA Flood Insurance CIP/Beneficial Ownership Applicable Fair Lending and consumer lending regulations
Perform monthly HMDA data scrub for accuracy for annual file submission to regulatory agencies.
Participate in monthly review of new loans in a flood zone, vendor reports and loans coded in a flood zone.
Participate in verifying loans in a standard flood area met regulatory and procedural guidelines.
Participate in performing annual review of all loans in a flood zone.
Perform reviews and audits of Bank practices at the direction of management.
Final review of all loans post-closing to ensure accuracy.
Learn and fully understand relevant Bank policies and procedures, as well as relevant regulatory guidance, in an effort to properly identify errors.
Utilize and navigate Bank programs to identify documentation and/or booking errors.
Effectively communicate quality control findings with appropriate person for follow-up.
Adhere to Triumph’s core values and promote the team culture.
Perform other projects or duties as assigned.