Compliance Project Manager - Capital Markets

Capco

6h • $98,000 - $112,000

About The Position

As a consultant within the Capital Markets team, you will advise and deliver change projects as part of a long-term strategic partnership with leading financial institutions. The role will entail working with some of the leading financial institutions in the market achieve compliance within tight deadlines against a variety of different regulatory requirements, working predominately on large scale change and transformation programmes.

Requirements

• Capital Markets experience (2-4 years) within Fixed Income, Equities, Foreign Exchange derivatives product areas including an overall understanding of the trade lifecycle processes
• Understanding of the US and Global regulatory landscape including but not limited to: Dodd Frank (SEC and CFTC), ESMA, MiFiD, SFTR, FRTB, EMIR, FCA, MAS, ASIC, JFSA
• Working knowledge of multiple project/program management methodologies including, but not limited to Agile and Waterfall
• Must have the ability to quickly learn and conduct independent research; will need to apply new knowledge to own analysis and team management responsibilities
• Microsoft office suite (Excel, PowerPoint, Project, Visio, etc.)
• Proactive and self-driven work ethic
• Strong analytical and organizational skills
• Ability to manage multiple deliverables and adhere to tight deadlines
• Strong Interpersonal skills, written & verbal communication skills to manage internal and external stakeholders

Responsibilities

• Specialize in implementations to adhere to global Swap Dealer Compliance related rules and regulations
• Advise and deliver change projects as part of a long-term strategic partnership with leading financial institutions.
• Ensure client satisfaction by providing timely, value-added services that meet or exceed expectation
• Provide PM/BA support to gather and document requirements from business stakeholders around upcoming or existing regulatory changes
• Manage technology teams and effectively liaison between quantitative traders and the technology management team
• Conduct detailed analyses to draw conclusions, and develop pertinent and insightful recommendations
• Present findings and recommendations to client leadership
• Track project level risk issues and dependencies and face off with key stakeholders

Benefits

• medical, dental and vision insurance
• a 401(k) plan
• tuition reimbursement
• a work culture focused on innovation and creation of lasting value for our clients and employees

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: No Education Listed