Compliance Program Analyst - PNC Investments

PNC • Pittsburgh, PA

111d

About The Position

At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where all of our employees feel respected, valued and have an opportunity to contribute to the company's success. As a Compliance Program Analyst within PNC Investments, you will be based in Pittsburgh, PA at the Tower at PNC Plaza or Cleveland, OH at the 1900 E. 9th Street location. PNC will not provide sponsorship for employment visas or participate in STEM OPT for this position.

Requirements

• University / college degree with less than 1 year of professional experience and/or successful completion of a formal development program.
• In lieu of a degree, a comparable combination of education, job specific certification(s), and experience (including military service) may be considered.

Nice To Haves

• Compliance Reporting
• Customer Risk
• Decision Making
• Regulatory Requirements
• Risk Assessments
• Risk Control
• Strategic Objectives

Responsibilities

• Executes and analyzes established compliance programs to prevent illegal, unethical, or improper business practices.
• Supports key business initiatives by gathering necessary data to identify compliance risks.
• Under supervision, may assist in suggesting resolutions.
• Escalates identified risks to senior team members.
• Assesses activity for existing and emerging risks.
• Under supervision, may evaluate the materiality of the risks identified.
• Researches current laws, rules, and other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials, policies and procedures to ensure alignment.
• Coordinates compliance monitoring program and reviews activity to ensure it falls within established risk control limits.
• Executes on the Compliance program objectives for assigned area, products/services, and applicable regulations.
• Under supervision, may communicate and socialize compliance program objectives to business partners.
• Learns to challenge analyses and formulate recommendations.
• Gathers data to prepare compliance reports.
• May identify issues illustrated by the reports and escalate through proper governance channels as needed.

Benefits

• Medical/prescription drug coverage (with a Health Savings Account feature)
• Dental and vision options
• Employee and spouse/child life insurance
• Short and long-term disability protection
• 401(k) with PNC match
• Pension and stock purchase plans
• Dependent care reimbursement account
• Back-up child/elder care
• Adoption, surrogacy, and doula reimbursement
• Educational assistance, including select programs fully paid
• A robust wellness program with financial incentives
• Maternity and/or parental leave
• Up to 11 paid holidays each year
• 8 occasional absence days each year, unless otherwise required by law
• Between 15 to 25 vacation days each year, depending on career level and years of service

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Industry: Credit Intermediation and Related Activities
• Education Level: Bachelor's degree