Compliance Officer

Invesco Ltd. • Louisville, KY

1d • Hybrid

About The Position

About the Department/Team: Investment Compliance is a global function responsible for ensuring compliance with regulatory, prospectus, client-directed, and internal investment and operational restrictions. This position will be on the America’s investment compliance team, primarily supporting Invesco Fixed Income. About the Role: The Compliance Officer utilizes technical and subject matter expertise, experience and judgment to complete assigned responsibilities and ensures adequate procedures and controls are established and followed in order to minimize financial and reputational risk; identifies, communicates, and escalates issues that present risk.

Requirements

• Bachelor’s degree in a related field
• 3+ years of experience in the asset management industry
• Knowledge of domestic and international securities law i.e. 1940 act, UCITS Framework, 81-102
• Strong customer service orientation applies consultative approach to interacting with peers and business partners.
• Team worker wo must be able to build working relationships and interact with a diverse group of internal contacts.
• Strong interpersonal skills, effective written and oral communications.
• Excellent organizational skills, ability to manage competing priorities and deadlines.
• Proven analytical skills and ability to make critical, time sensitive decisions.

Nice To Haves

• FINRA Series 6 or 7 preferred
• prior experience with trading/compliance systems such as Aladdin, Charles River preferred.

Responsibilities

• Review and resolve compliance exceptions promptly, providing subject matter expertise to investment and trading teams.
• Analyze compliance alerts using knowledge of investment guidelines, regulations, systems, and data to support accurate decision-making.
• Escalate critical issues to senior team members to prevent regulatory, client, or internal violations.
• Serve as a key contact for fixed income teams, addressing time-sensitive compliance questions and requests.
• Coordinate resolution and documentation of compliance violations across internal stakeholders.
• Participate in testing new investment ideas and product launches to ensure regulatory compliance.
• Identify and implement process improvements to enhance compliance operations and efficiency.
• Represent compliance in cross-functional projects, staying informed of regulatory changes and contributing to strategic initiatives.

Benefits

• Flexible paid time off
• Hybrid work schedule
• 401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution
• Health & wellbeing benefits
• Parental Leave benefits
• Employee stock purchase plan

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level