Compliance Officer

Rückbauanlage Gundremmingen • Chicago, IL

2d • $100,000 - $140,000

About The Position

You are passionate about compliance and would like to work in a fast-paced trading organization focused on meeting the growing energy needs of the U.S. You enjoy working in a collaborative team environment that offers opportunities to grow and to take on compliance tasks independently, with the support and guidance of a seasoned Chief Compliance Officer. You are excited about expanding your knowledge and facing new challenges. If that sounds like you, please join our team as a Compliance Officer for RWE Supply & Trading Americas, our Chicago-based asset trading business, and RWE Trading Americas Inc., our New York-based energy trading business. Ensure compliance with the company’s regulatory requirements under CFTC, FERC, and exchange rulebooks. Build and maintain a thorough understanding of exchange and RTO/ISO regulatory environments, relevant rules and regulations, technologies and systems, and operational processes. Develop, implement, and monitor policies, procedures, and internal controls aligned with market conduct standards for futures and swaps trading. Assist with regulatory inquiries and examinations. Collaborate with Front Office, Risk, and Operations teams to implement effective compliance controls. Conduct testing and reviews of activities against compliance policies and procedures. Stay abreast of, and keep others informed about, the latest regulatory developments that may impact compliance programs. Provide compliance guidance and training across business lines to foster a culture of ethical conduct. Draft circulars and educational materials related to rules and rule interpretations. Support the development and implementation of compliance tools and systems.

Requirements

• Bachelor’s degree required, preferably in Business, Law, or a related field.
• Minimum of 3 years’ experience in compliance, audit, risk, or a related function within commodities or financial services.
• Solid understanding of CFTC, exchange, and/or FERC regulations.
• Excellent written and verbal communication skills.
• Ability to work independetly, manage multiple priorities, and adapt in a fast-paced, evolving environment.
• Strong attention to detail combined with a structured and analytical mindset.

Nice To Haves

• Knowledge of the energy industry, particularly ERCOT, PJM, and other ISOs/RTOs, preferred.
• What we value most is someone who continuously demonstrates courage, thrives to create impact and seeks to build trusting, collaborative relationships. So, even if you think you do not yet display all of the skills listed above we would still like to hear from you.
• Further we welcome applications from individuals who may not be able to commit to full-time roles. At RWEST, finding the right person for the job is our top priority, and we are willing to explore flexible arrangements.

Responsibilities

• Ensure compliance with the company’s regulatory requirements under CFTC, FERC, and exchange rulebooks.
• Build and maintain a thorough understanding of exchange and RTO/ISO regulatory environments, relevant rules and regulations, technologies and systems, and operational processes.
• Develop, implement, and monitor policies, procedures, and internal controls aligned with market conduct standards for futures and swaps trading.
• Assist with regulatory inquiries and examinations.
• Collaborate with Front Office, Risk, and Operations teams to implement effective compliance controls.
• Conduct testing and reviews of activities against compliance policies and procedures.
• Stay abreast of, and keep others informed about, the latest regulatory developments that may impact compliance programs.
• Provide compliance guidance and training across business lines to foster a culture of ethical conduct.
• Draft circulars and educational materials related to rules and rule interpretations.
• Support the development and implementation of compliance tools and systems.

Benefits

• We want to ensure your time with us is fulfilling and rewarding. We offer a comprehensive package designed to support your well-being as well as your personal and professional growth.
• Here’s what you can look forward to:
• Ongoing professional development, mentoring from experienced leaders, and scope to take ownership
• An open, collaborative culture that believes in trust, support, and the continuous sharing of knowledge
• Competitive base salary and attractive benefits package (including Medical, Dental, Vision, and 401k match)
• Exposure to a broad range of financial and energy markets, building skills that will serve you throughout your career
• True international collaboration within a diverse, supportive, and #TeamRWE culture

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 5,001-10,000 employees