Compliance Officer - Data, Research and Analytics

Bloomberg • New York, NY

76d • $180,000 - $210,000

About The Position

The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the time. Our culture is wide open like our spaces. We bring out the best in each other through collaboration. Through our countless volunteer projects, we also help network with the communities around us, too. You can do amazing work here. Work you couldn't do anywhere else. It's up to you to make it happen. Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company. Our team is made up of talented and hardworking legal and compliance professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems. We are committed to a workplace where all of our employees can thrive regardless of background, and where everyone feels empowered to make an impact. We also recognize the importance of giving back to our communities as evidenced by our award-winning pro bono program! The Global Compliance team within Bloomberg's Legal & Compliance Department provides coverage across Bloomberg's products and services, including regulated entities, as well as non-regulated offerings. We work to address regulatory issues, ensure compliance with current/developing rules and regulations, and correspond with regulators. We have an exciting Compliance Advisory role on the Data, Research & Analytics Compliance team, with a particular focus on providing compliance support to Bloomberg's Data and Pricing products and services. The role will involve close partnership with business stakeholders to provide compliance and regulatory advice and guidance in relation to these products and services, as well as working with the global Compliance and Risk teams to identify and manage relevant risks within these businesses.

Requirements

• 8+ years' experience in Compliance, risk advisory, or audit within financial services, market data, or technology.
• Strong knowledge of financial services regulation with proven experience in data compliance, information governance, or market infrastructure.
• Expertise in data management, pricing, valuation practices, and control environments in financial markets.
• Demonstrated experience in identifying, managing, and remediating risks through a structured Enterprise Risk Management frameworks.
• Ability to assess and provide pragmatic guidance on compliance issues relating to complex data products.
• Strong drafting skills (policies, procedures, and reports) and confident communicator with senior stakeholders.
• Ability to prioritize multiple projects in a fast-paced environment, working independently and collaboratively.
• Willingness to roll up your sleeves and help out even when it's not in your job description.

Nice To Haves

• Experience with Bloomberg, in particular Data & Analytics offerings.
• Familiarity with IOSCO principles for pricing providers.
• Experience with Model Risk Governance.
• An understanding of cybersecurity principles (encryption, access management, incident reporting).
• Familiarity with technical skills such as data modeling, SQL, Python and Advanced Excel.

Responsibilities

• Advise on the application of financial regulations and market conduct standards as they relate to financial data products and analytics.
• Interpret and communicate evolving regulatory requirements (e.g., IOSCO, ESMA, SEC, FCA, CFTC, MiFID II, etc.) and assess their impact on data governance and compliance obligations.
• Support business teams in embedding regulatory requirements into operational processes and data workflows.
• Analyze new emerging areas, such as DORA and AI, to identify and develop an appropriate compliance framework.
• Collaborate with Risk & Control Managers to ensure alignment with enterprise risk management frameworks.
• Contribute to governance forums and provide management with clear reporting on compliance risks, issues, and remediation progress.
• Prepare and provide training to stakeholders on Compliance and regulatory matters.
• Prepare reports for internal management, as applicable.

Benefits

• Medical, dental, vision insurance
• Short and long term disability benefits
• 401(k) + match
• Life insurance
• Various wellness programs
• Paid holidays
• Paid time off

What This Job Offers

• Industry: Web Search Portals, Libraries, Archives, and Other Information Services
• Number of Employees: 5,001-10,000 employees