Compliance Officer 2

State Of Iowa • Des Moines, IA

410d • $67,350 - $104,187

About The Position

The Compliance Officer position at the State of Iowa involves ensuring compliance with state laws and regulations within the Securities and Regulated Industries Bureau. The role focuses on investigating and examining the operations of pre-need funeral establishments, perpetual care cemeteries, service companies, and continuing care retirement communities. The ideal candidate will demonstrate integrity and professionalism while conducting thorough examinations and providing oversight of financial management related to these services.

Requirements

• 1 year of experience in database management.
• Excellent analytical, auditing, and investigative skills.
• Ability to interpret complex financial data and documents.
• Strong written and verbal communication skills, including the ability to prepare clear and concise reports.
• Attention to detail and the ability to work independently with minimal supervision.
• Proficient with office software and database management systems.

Responsibilities

• Conduct examinations of pre-need funeral establishments and perpetual care cemetery funds for compliance with state laws, regulations, and industry standards.
• Analyze financial records, including trust accounts, insurance policies, and investment statements to ensure proper fund management and compliance.
• Investigate complaints and potential violations related to pre-need funeral contracts and perpetual care cemetery operations.
• Prepare detailed investigative reports, findings, and recommendations for enforcement actions when necessary.
• Maintain accurate records and documentation in compliance with requirements.
• Work closely with other state agencies, legal counsel, and industry professionals to address compliance issues and develop best practices for enforcement.

Benefits

• Paid Time Off: Enjoy vacation with accruals that rollover on a yearly basis, sick leave with no limits on accrual and 9 paid holidays per year.
• Excellent Health, Dental, and Vision Insurance Options.
• IPERS Retirement package and an option for a deferred compensation plan.
• Flexible Spending Accounts (medical and dependent care).
• Free Life Insurance.
• Employee Assistance Programs and Employee Discount Programs.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Executive, Legislative, and Other General Government Support
• Education Level: No Education Listed