Compliance Manager - REMOTE

Jobgether

6d•Remote

About The Position

In this pivotal role, you will be central to the companyâs narrative, ensuring that marketing strategies align with compliance regulations. Your mission is to construct efficient systems and workflows that not only foster rapid progress but also maintain rigorous compliance standards. As you design processes that empower teams, your innovative approach will help the company navigate the complexities of regulatory expectations while enabling us to scale effectively. We need someone who thrives in a fast-paced environment and finds joy in building sustainable solutions amid uncertainty.

Requirements

5-10+ years of experience in regulatory compliance within marketing, ideally in banking or fintech
Collaborative and low-ego approach, fostering positive team dynamics
Deep expertise in consumer financial protection regulations
Builder's mindset with a focus on creating structures and improving processes
Ability to adapt quickly to various platforms and tools
Exceptional communication skills, able to simplify complex concepts
Experience guiding teams towards compliant outcomes
Bias toward action with comfort in a fast-paced environment

Nice To Haves

Knowledge of FINRA and SEC advertising rules is advantageous
FINRA Series 7 or Series 24 certification is a plus

Responsibilities

Review marketing assets and strategies, providing guidance on regulatory requirements
Approve marketing and advertising materials in a timely manner
Develop compliant solutions with bank stakeholders
Design and refine controls and processes for a high-quality marketing function
Monitor marketing assets to ensure ongoing regulatory compliance
Provide guidance on complex requests to drive compliant decision-making
Collaborate with Legal and Compliance teams to demonstrate compliance
Take on additional projects and responsibilities as assigned