Compliance Manager-Premier Banking & NDIP

Truist Financial • Richmond, VA

231d

About The Position

Responsible for conducting compliance risk oversight of assigned business units and/or functions. Executes compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework.

Requirements

• Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience.
• Two years of compliance-related experience.
• Five years of financial institution experience.
• Demonstrated working knowledge of standard compliance concepts, practices, policies and related state and federal laws.
• Detail oriented and strong analytical skills.
• Strong communication, presentation and facilitation skills; proven ability to interact with all levels of management.
• Leadership skills to guide and mentor the work of less experienced compliance consultants and analysts.

Nice To Haves

• Juris Doctor (JD) or Master's degree.
• Certified Regulatory Compliance Manager (CRCM) or Completion of ABA Compliance School.
• 5 years of consumer compliance experience.
• Experience in Wealth and/or mass affluent client channels.
• Previous investment compliance experience.

Responsibilities

• Maintain an understanding of all applicable laws, rules and regulations applicable to coverage areas and provide regulatory guidance to assigned business unit and/or function associates.
• Review regulatory changes and assess the impact those changes may have on assigned business units and/or functions.
• Manage compliance risk management communications, training, documentation, procedures, and processes.
• Monitor and communicate compliance risk management industry developments.
• Implement strategies and methods related to the compliance risk management framework within the organization, including quality assessments, key risk, and performance measurement data, along with oversight monitoring and mitigation strategies.
• Assess process, procedure and control documentation and other related compliance issues and documentation to help ensure they are accurate and easily understood by audit and/or external regulatory agencies.
• Consult with business and/or functional units with respect to the design and implementation of remediation efforts as needed.

Benefits

• Medical, dental, vision, life insurance, disability, accidental death and dismemberment.
• Tax-preferred savings accounts.
• 401k plan.
• No less than 10 days of vacation during the first year of employment.
• 10 sick days.
• Paid holidays.
• Defined benefit pension plan, restricted stock units, and/or a deferred compensation plan may be available.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Industry: Credit Intermediation and Related Activities
• Education Level: Bachelor's degree