Compliance Examiner

National Futures Association • Chicago, IL

153d • $59,900 - $99,900

About The Position

NFA is purpose-driven. We safeguard the integrity of the derivatives markets, protect investors and ensure that our Members meet their regulatory obligations. We take pride in our work; maintain a conviction to do the right thing; empower each other; and support our community. Envision your career in a place where performing critical regulatory work within the financial industry is as significant as the passionate and talented individuals with whom you work. When you join NFA as a Compliance Examiner, you will gain unique insight into the global derivatives industry and its regulatory framework, utilizing your critical thinking, data analysis and risk assessment skills every day. Bring your analytical and innovative mindsets. Bring your thirst for knowledge and learning. Bring a healthy skepticism and an eye for detail. Beginning your first day and throughout your career, you'll gain exceptional experiences, personalized learning and invaluable coaching and mentoring. We believe in nurturing talent to develop future NFA and industry leaders.

Requirements

• Bachelor's degree in a business-oriented major required.
• At least six credit hours of accounting completed at time of application (nine credit hours preferred).
• Demonstrated ability to work effectively in a team environment.
• Demonstrated alignment with NFA's values (i.e., demonstrates approachability, trustworthiness and courtesy; behaves with integrity).
• Overall GPA of 3.0 on a 4.0 scale preferred.

Nice To Haves

• Strong leadership skills preferred (e.g., thinks strategically, demonstrates accountability, teaches and fosters learning).

Responsibilities

• Join a high-performing team responsible for developing innovative investigative strategies in support of NFA's regulatory mission.
• Monitor Member financial institutions through examinations, financial report analysis, and investigations.
• Analyze documents, procedures, and financial statements to evaluate findings for possible compliance deficiencies or rule violations.
• Provide insight on the corrective action Members must take.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Industry: Religious, Grantmaking, Civic, Professional, and Similar Organizations
• Education Level: Bachelor's degree