Compliance Data Analytics Vice President
About The Position
Reporting to the Data Analytics Director, FCC Analytics, in the Compliance Department, Americas Division, the Data Analytics Manager performs detailed analytics work in an independent fashion in support of the Compliance Analytics group's goals and objectives. This person will perform the collection, aggregation, analysis and visualization of customer, product, and transaction data. They will develop reports for use by SMBC Americas Division and Head Office stakeholders and performs analysis in support of the design, implementation, and enhancement of BSA/AML tools and systems, including the AML transaction monitoring.
Requirements
- Bachelor's Degree in relevant discipline (e.g., Information Technology, Computer Science, Mathematics, Statistics, Analytics, or other related field).
- 7 to 10 years of BSA/AML/OFAC compliance experience, particularly with data, platforms, and data management.
- Strong reasoning ability and analytical skills.
- Ability to transform Compliance business problems and requirements into analytics work product.
- Ability to develop work product independently and in a fluid environment.
- BSA/AML compliance experience, particularly with data, platforms, and data management.
- Knowledge of analytics regarding customer onboarding, customer due diligence, and/or periodic reviews.
- Knowledge of vendor BSA/AML transaction monitoring systems (e.g., Actimize)
- Experience with some or all of the following technologies to build analysis and drive insights from data
- Database: Oracle (PL/SQL), Microsoft SQL Server (T-SQL)
- Analytics tools: R, Python
- Reporting tools: PowerBI, Excel
- Azure
- Experience with SharePoint and Microsoft Office suite.
- Maintains high level of confidentiality; unquestionable character, integrity and professionalism.
Nice To Haves
- Familiarity with regtech is a plus.
- ACAMS certified or other equivalent industry certification is a plus.
Responsibilities
- Collect, aggregate, analyze, and visualize customer, product, and transaction data to identify trends and evaluate changes of customer, product, and transactional risk exposure.
- Develop MIS reports for submission to senior Branch management.
- Apply data from BSA/AML Compliance Department stakeholders to translate qualitative risk factors into responsive risk models that leverage new technology.
- Liaise with and support stakeholder teams to oversee and perform periodic model and rule tuning exercises.
- Oversee in investigations and root causes analyses for issues and exceptions related to Actimize SAM application.
- Administer rules configuration, business parameters, and day-to-day operations of Actimize SAM application.
- Work with Japan Research Institute-America partners to develop and test tools, systems, and system changes in line with policy and regulatory expectations.
- Apply economic, quantitative, and statistical skills in the development of tools and systems.
- Develop knowledge of new analytical techniques and data sources that provide ongoing risk mitigation, and how emerging data and technology issues may impact the achievement of BSA/AML Compliance Department's objectives.
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Industry
Credit Intermediation and Related Activities
Number of Employees
5,001-10,000 employees
