Compliance Control Room
Smbc•Jersey City, NJ
388d•$80,000 - $131,000•Remote
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About The Position
The Compliance Control Room position at SMBC involves performing core advisory and monitoring functions within the Control Room. The role requires interaction with various business functions and the maintenance of information barriers, including the management of the Watch and Restricted lists. The position aims to enhance the Control Room's operations and ensure compliance with securities laws and regulatory requirements.
