Compliance Business Oversight Manager (US) - Audit & Exam Management

TD Bank • Mount Laurel Township, NJ

131d • $86,840 - $139,360 • Hybrid

About The Position

At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a culture of compliance that will cascade throughout the organization. The ideal candidate will thrive in a fast-paced setting as we build a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're looking for someone with an entrepreneurial mindset—someone who can "roll up their sleeves", takes the initiative and can anticipate needs before they arise. A comfort level with ambiguity and the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most importantly, the right candidate is seeking an intellectual challenge, has a desire to learn, and is committed to building something impactful from the ground up. This position is on the Program Risk Management & Reporting Team within the US Fair Banking Compliance Team. We are seeking an individual to manage fair banking-related regulatory exams and internal audits. This individual will serve as a primary liaison between Fair Banking Compliance and other first and second line of defense teams to ensure timely and accurate responses. The ideal candidate will be a strong communicator, skilled project manager, and subject matter expert. This role is critical in ensuring that the Bank maintains compliance with fair banking laws.

Requirements

• Undergraduate degree or equivalent work experience.
• 7+ years of experience.
• Familiarity with fair banking rules and regulations (Fair Housing Act, Equal Credit Opportunity Act, and UDAAP).
• CRCM and/or JD.
• Experience managing regulatory exams or audits.
• Strong organizational, analytical, and communication skills.
• Ability to work independently and manage multiple priorities.

Responsibilities

• Provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs.
• Works independently and is accountable for managing a specialized Compliance function or area.
• Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates.
• Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise.
• Provides guidance and support to analysts on matters related to portfolio and specialty.
• Manages/assists with regulatory reviews including inquiries, audits, and exams.
• Identifies and leads problem resolution for project/program complex requirements related issues at all levels.

Benefits

• Base salary and variable compensation/incentive awards.
• Health and well-being benefits.
• Savings and retirement programs.
• Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO).
• Banking benefits and discounts.
• Career development and reward and recognition programs.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Credit Intermediation and Related Activities
• Education Level: Bachelor's degree